Merel Witteveen - 16 Aug 2024 Form 4 Insider Report for C3.ai, Inc. (AI)

Role
Interim COO
Signature
/s/ Eric Jensen, Attorney-in-Fact
Issuer symbol
AI
Transactions as of
16 Aug 2024
Net transactions value
-$140,068
Form type
4
Filing time
20 Aug 2024, 19:38:19 UTC
Previous filing
30 Jul 2024
Next filing
27 Aug 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AI Class A Common Stock Options Exercise +10,000 +598% 11,673 16 Aug 2024 Direct F1
transaction AI Class A Common Stock Tax liability $140,068 -5,495 -47% $25.49 6,178 16 Aug 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AI Restricted Stock Units Options Exercise $0 -10,000 -7.7% $0.000000 120,000 16 Aug 2024 Class A Common Stock 10,000 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.
F2 20% of such RSU award vested August 16, 2023 and 5% of such RSU award vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.