Brett Dorton - Aug 16, 2024 Form 4 Insider Report for SOUTHERN MISSOURI BANCORP, INC. (SMBC)

Role
EVP-CHIEF STRATEGIES OFFICER
Signature
/s/ Brett Dorton
Stock symbol
SMBC
Transactions as of
Aug 16, 2024
Transactions value $
-$14,004
Form type
4
Date filed
8/20/2024, 04:23 PM
Previous filing
Aug 5, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMBC Common Stock Sale -$14K -260 -13.68% $53.86 1.64K Aug 16, 2024 Direct
holding SMBC Common Stock 4.39K Aug 16, 2024 401(k) F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SMBC Stock Option (Right to Buy) 1.5K Aug 16, 2024 Common Stock 1.5K $40.82 Direct F2
holding SMBC Stock Option (Right to Buy) 1.5K Aug 16, 2024 Common Stock 1.5K $46.94 Direct F3
holding SMBC Common Stock (Right to Buy) 1.5K Aug 16, 2024 Common Stock 1.5K $53.82 Direct F4
holding SMBC Stock Option (Right to Buy) 3K Aug 16, 2024 Common Stock 3K $34.91 Direct F5
holding SMBC Stock Option (Right to Buy) 2K Aug 16, 2024 Common Stock 2K $37.40 Direct F6
holding SMBC Stock Option (Right to Buy) 2K Aug 16, 2024 Common Stock 2K $34.35 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects 401(k) contributions that have occurred since the date of the reporting person's last ownership report.
F2 The options become exercisable in 20% installments over a five-year period with the first installment vesting on 02/08/25. Each remaining installment vests annually thereafter.
F3 The options become exercisable in 20% installments over a five-year period with the first installment vesting on 2/21/24. Each remaining installment vests annually thereafter.
F4 The options become exercisable in 20% installments over a five-year period with the first installment vesting on 2/3/23. Each remaining installment vests annually thereafter.
F5 The options become exercisable in 20% installments over a five-year period with the first installment vesting on 2/10/22. Each remaining installment vests annually thereafter.
F6 The options become exercisable in 20% installments over a five-year period with the first installment vesting on 2/18/21. Each remaining installment vests annually thereafter.
F7 The options become exercisable in 20% installments over a five-year period with the first installment vesting on 1/4/20. Each remaining installment vests annually thereafter.