Brett Dorton - 16 Aug 2024 Form 4 Insider Report for SOUTHERN MISSOURI BANCORP, INC. (SMBC)

Role
EVP-CHIEF STRATEGIES OFFICER
Signature
/s/ Brett Dorton
Issuer symbol
SMBC
Transactions as of
16 Aug 2024
Net transactions value
-$14,004
Form type
4
Filing time
20 Aug 2024, 16:23:07 UTC
Previous filing
05 Aug 2024
Next filing
17 Mar 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMBC Common Stock Sale $14,004 -260 -14% $53.86 1,640 16 Aug 2024 Direct
holding SMBC Common Stock 4,394 16 Aug 2024 401(k) F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SMBC Stock Option (Right to Buy) 1,500 16 Aug 2024 Common Stock 1,500 $40.82 Direct F2
holding SMBC Stock Option (Right to Buy) 1,500 16 Aug 2024 Common Stock 1,500 $46.94 Direct F3
holding SMBC Common Stock (Right to Buy) 1,500 16 Aug 2024 Common Stock 1,500 $53.82 Direct F4
holding SMBC Stock Option (Right to Buy) 3,000 16 Aug 2024 Common Stock 3,000 $34.91 Direct F5
holding SMBC Stock Option (Right to Buy) 2,000 16 Aug 2024 Common Stock 2,000 $37.40 Direct F6
holding SMBC Stock Option (Right to Buy) 2,000 16 Aug 2024 Common Stock 2,000 $34.35 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects 401(k) contributions that have occurred since the date of the reporting person's last ownership report.
F2 The options become exercisable in 20% installments over a five-year period with the first installment vesting on 02/08/25. Each remaining installment vests annually thereafter.
F3 The options become exercisable in 20% installments over a five-year period with the first installment vesting on 2/21/24. Each remaining installment vests annually thereafter.
F4 The options become exercisable in 20% installments over a five-year period with the first installment vesting on 2/3/23. Each remaining installment vests annually thereafter.
F5 The options become exercisable in 20% installments over a five-year period with the first installment vesting on 2/10/22. Each remaining installment vests annually thereafter.
F6 The options become exercisable in 20% installments over a five-year period with the first installment vesting on 2/18/21. Each remaining installment vests annually thereafter.
F7 The options become exercisable in 20% installments over a five-year period with the first installment vesting on 1/4/20. Each remaining installment vests annually thereafter.