| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GKOS | Common Stock | Options Exercise | $200K | +6.25K | +18.34% | $32.00 | 40.3K | Aug 15, 2024 | Direct | F1 |
| transaction | GKOS | Common Stock | Sale | -$74.4K | -600 | -1.49% | $123.98 | 39.7K | Aug 15, 2024 | Direct | F1, F2, F3 |
| transaction | GKOS | Common Stock | Sale | -$139K | -1.11K | -2.79% | $125.28 | 38.6K | Aug 15, 2024 | Direct | F1, F2, F4 |
| transaction | GKOS | Common Stock | Sale | -$500K | -3.96K | -10.25% | $126.27 | 34.7K | Aug 15, 2024 | Direct | F1, F2, F5 |
| transaction | GKOS | Common Stock | Sale | -$73.7K | -581 | -1.68% | $126.91 | 34.1K | Aug 15, 2024 | Direct | F1, F2, F6 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GKOS | Stock Option (Right to Buy) | Options Exercise | $0 | -6.25K | -100% | $0.00* | 0 | Aug 15, 2024 | Common Stock | 6.25K | $32.00 | Direct | F7, F8 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Includes 6,326 restricted stock units that have not yet vested or delivery of which has been deferred by the Reporting Person. |
| F2 | The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023. |
| F3 | This transaction was executed in multiple trades at prices ranging from $123.22 - $124.16. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F4 | This transaction was executed in multiple trades at prices ranging from $124.65 - $125.53. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F5 | This transaction was executed in multiple trades at prices ranging from $125.74 - $126.67. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F6 | This transaction was executed in multiple trades at prices ranging from $126.75 to $127.16. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F7 | The option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023. |
| F8 | This option was granted on July 23, 2015 and has a three-year vesting schedule in which one-third vests on each of the first three anniversaries of the grant date, such that the stock option vests in full on the three-year anniversary of the grant date. |