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Signature
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/s/ James R. Oehler, Attorney-in-Fact
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Stock symbol
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HALO
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Transactions as of
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Aug 13, 2024
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Transactions value $
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-$1,714,451
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Form type
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4
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Date filed
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8/15/2024, 04:59 PM
Transactions Table
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
transaction |
HALO |
Common Stock |
Options Exercise |
$139K |
+10K |
+1.48% |
$13.87 |
687K |
Aug 13, 2024 |
Direct |
F1 |
transaction |
HALO |
Common Stock |
Sale |
-$562K |
-10K |
-1.46% |
$56.25 |
677K |
Aug 13, 2024 |
Direct |
F1, F2 |
transaction |
HALO |
Common Stock |
Options Exercise |
$139K |
+10K |
+1.48% |
$13.87 |
687K |
Aug 14, 2024 |
Direct |
F1 |
transaction |
HALO |
Common Stock |
Sale |
-$183K |
-3.26K |
-0.48% |
$56.22 |
683K |
Aug 14, 2024 |
Direct |
F1, F3 |
transaction |
HALO |
Common Stock |
Sale |
-$377K |
-6.54K |
-0.96% |
$57.73 |
677K |
Aug 14, 2024 |
Direct |
F1, F4 |
transaction |
HALO |
Common Stock |
Sale |
-$11.6K |
-200 |
-0.03% |
$58.17 |
677K |
Aug 14, 2024 |
Direct |
F1 |
transaction |
HALO |
Common Stock |
Options Exercise |
$139K |
+10K |
+1.48% |
$13.87 |
687K |
Aug 15, 2024 |
Direct |
F1 |
transaction |
HALO |
Common Stock |
Sale |
-$579K |
-10K |
-1.46% |
$57.95 |
677K |
Aug 15, 2024 |
Direct |
F1, F5 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
transaction |
HALO |
Option to Purchase Common Stock |
Options Exercise |
-$139K |
-10K |
-9.09% |
$13.87 |
100K |
Aug 13, 2024 |
Common Stock |
10K |
$13.87 |
Direct |
F1, F6 |
transaction |
HALO |
Option to Purchase Common Stock |
Options Exercise |
-$139K |
-10K |
-10% |
$13.87 |
90K |
Aug 14, 2024 |
Common Stock |
10K |
$13.87 |
Direct |
F1, F6 |
transaction |
HALO |
Option to Purchase Common Stock |
Options Exercise |
-$139K |
-10K |
-11.11% |
$13.87 |
80K |
Aug 15, 2024 |
Common Stock |
10K |
$13.87 |
Direct |
F1, F6 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: