Scott Lish - Aug 6, 2024 Form 4 Insider Report for Alphatec Holdings, Inc. (ATEC)

Role
CHIEF OPERATING OFFICER
Signature
/s/ Tyson Marshall, Attorney-in-Fact
Stock symbol
ATEC
Transactions as of
Aug 6, 2024
Transactions value $
$199,925
Form type
4
Date filed
8/8/2024, 05:29 PM
Previous filing
Feb 29, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ATEC Common Stock Options Exercise $38.5K +11.5K +2.26% $3.35 521K Aug 6, 2024 Direct F1
transaction ATEC Common Stock Options Exercise $161K +60K +11.52% $2.69 581K Aug 6, 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ATEC Employee Stock Option (right to buy) Options Exercise $0 -11.5K -46% $0.00 13.5K Aug 6, 2024 Common Stock 11.5K $3.35 Direct F2
transaction ATEC Employee Stock Option (right to buy) Options Exercise $0 -60K -100% $0.00* 0 Aug 6, 2024 Common Stock 60K $2.69 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 2,196 shares acquired under the issuer's employee stock purchase plan on May 15, 2024.
F2 The option vested 25% on March 22, 2019 (the first anniversary of the grant date) and thereafter in 36 equal monthly installments.
F3 The option vested 25% on July 30, 2019 (the first anniversary of the grant date) and thereafter in 36 equal monthly installments.