Patrick G. Sobers - 26 Jul 2024 Form 4 Insider Report for National Bank Holdings Corp (NBHC)

Role
Director
Signature
/s/ Patrick G. Sobers
Issuer symbol
NBHC
Transactions as of
26 Jul 2024
Net transactions value
-$333,080
Form type
4
Filing time
30 Jul 2024, 17:05:08 UTC
Previous filing
02 May 2024
Next filing
30 Oct 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NBHC Common Stock Options Exercise $71,348 +2,096 +8.9% $34.04 25,746 26 Jul 2024 Direct
transaction NBHC Common Stock Options Exercise $142,648 +4,369 +17% $32.65 30,115 26 Jul 2024 Direct
transaction NBHC Common Stock Options Exercise $134,071 +3,934 +13% $34.08 34,049 26 Jul 2024 Direct
transaction NBHC Common Stock Options Exercise $126,519 +5,477 +16% $23.10 39,526 26 Jul 2024 Direct
transaction NBHC Common Stock Sale $684,256 -15,876 -40% $43.10 23,650 26 Jul 2024 Direct F1
transaction NBHC Common Stock Sale $123,409 -2,862 -12% $43.12 20,788 26 Jul 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NBHC Stock Option (Right to Buy) Options Exercise $0 -2,096 -100% $0.000000* 0 26 Jul 2024 Common Stock 2,096 $34.04 Direct F3
transaction NBHC Stock option (Right to Buy) Options Exercise $0 -4,369 -100% $0.000000* 0 26 Jul 2024 Common Stock 4,369 $32.65 Direct F4
transaction NBHC Stock Option (Right to Buy) Options Exercise $0 -3,934 -100% $0.000000* 0 26 Jul 2024 Common Stock 3,934 $34.08 Direct F5
transaction NBHC Stock Option (Right to Buy) Options Exercise $0 -5,477 -100% $0.000000* 0 26 Jul 2024 Common Stock 5,477 $23.10 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $43.09 to $43.17, inclusive. The reporting person undertakes to provide to National Bank Holdings Corporation, any securityholder of National Bank Holdings Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $43.10 to $43.17, inclusive. The reporting person undertakes to provide to National Bank Holdings Corporation, any securityholder of National Bank Holdings Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4.
F3 Time-vested stock option award. Stock options vested in equal installments on April 28, 2018, April 28, 2019 and April 28, 2020.
F4 Time-vested stock option award. Stock options vested in equal installments on April 28, 2019, April 28, 2020 and April 28, 2021.
F5 Time-vested stock option award. Stock options vested in equal installments on April 28, 2020, April 28, 2021 and April 28, 2022.
F6 Time-vested stock option award. Stock options vested in equal installments on April 28, 2021, April 28, 2022 and April 28, 2023.