Peter Fugere - Jul 25, 2024 Form 4 Insider Report for OneStream, Inc. (OS)

Role
10%+ Owner
Signature
/s/ Peter Fugere
Stock symbol
OS
Transactions as of
Jul 25, 2024
Transactions value $
-$6,000,539
Form type
4
Date filed
7/29/2024, 08:46 PM
Previous filing
Jul 24, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OS Class A Common Stock Sale -$3.31M -176K -100% $18.85* 0 Jul 25, 2024 Direct
transaction OS Class A Common Stock Sale -$711K -37.7K -100% $18.85* 0 Jul 25, 2024 The Fugere Grantor Retained Annuity Trust 1 F1
transaction OS Class A Common Stock Sale -$746K -39.6K -100% $18.85* 0 Jul 25, 2024 The Fugere Grantor Retained Annuity Trust 2 F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OS Common Units Sale -$1.23M -65.2K -19.24% $18.85* 274K Jul 25, 2024 Class A Common Stock 65.2K $0.00 Fugere Holding LLC F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Peter Fugere is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Mr. Fugere and Debra Silberstein serve together as the co-trustees for The Fugere Grantor Retained Annuity Trust 1 and The Fugere Grantor Retained Annuity Trust 2, each has shared voting and investment power over these shares.
F2 As described in the Issuer's prospectus dated July 23, 2024, filed with the Securities and Exchange Commission on July 24, 2024, the Issuer used a portion of the net proceeds from its initial public offering of Class A Common Stock to purchase Common Units of OneStream Software LLC held by certain of OneStream Software LLC's pre-IPO equityholders, including the Reporting Person, at a price of $18.85 per Common Unit. For every Common Unit sold, the Reporting Person also forfeited one share of the Issuer's Class C Common Stock, which was canceled for no consideration.
F3 The Common Units may be redeemed by the Reporting Person for shares of Class D Common Stock on a 1:1 basis, and a corresponding number of shares of Class C Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date. The Class D Common Stock is in turn convertible at any time, at the holder's election, into Class A Common Stock on a 1:1 basis. Each outstanding share of Class D Common Stock will automatically convert into one share of Class A Common Stock on the first trading day following the seventh anniversary of the Issuer's initial public offering. The Common Units have no expiration date.
F4 Mr. Fugere has sole voting and investment power over the shares held by Fugere Holding LLC.