Dave Howson - Jul 25, 2024 Form 4 Insider Report for Cboe Global Markets, Inc. (CBOE)

Role
EVP, GLOBAL PRESIDENT
Signature
/s/ Patrick Sexton, Attorney-in-Fact
Stock symbol
CBOE
Transactions as of
Jul 25, 2024
Transactions value $
-$456,809
Form type
4
Date filed
7/29/2024, 04:36 PM
Previous filing
Jul 24, 2024
Next filing
Aug 6, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CBOE Common Stock Sale -$433K -2.3K -15.27% $188.19 12.8K Jul 25, 2024 Direct F1, F2
transaction CBOE Common Stock Sale -$17K -90 -0.7% $189.01 12.7K Jul 25, 2024 Direct F1
transaction CBOE Common Stock Sale -$6.58K -35 -0.28% $188.14 12.6K Jul 26, 2024 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2024.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $188.00-189.00. The reporting person undertakes to provide to Cboe Global Markets, Inc., any security holder of Cboe Global Markets, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $188.00-188.53. The reporting person undertakes to provide to Cboe Global Markets, Inc., any security holder of Cboe Global Markets, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.