Ken Hohenstein - 24 Jul 2024 Form 3 Insider Report for OneStream, Inc. (OS)

Role
10%+ Owner
Signature
/s/ Ken Hohenstein
Issuer symbol
OS
Transactions as of
24 Jul 2024
Net transactions value
$0
Form type
3
Filing time
24 Jul 2024, 20:47:52 UTC
Next filing
29 Jul 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding OS Class A Common Stock 17,402 24 Jul 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding OS Stock Option (right to buy) 24 Jul 2024 Class A Common Stock 189,210 $10.65 Direct F1
holding OS Stock Option (right to buy) 24 Jul 2024 Class A Common Stock 508,508 $10.65 Direct F2
holding OS Stock Option (right to buy) 24 Jul 2024 Class A Common Stock 460,322 $14.51 Direct F3
holding OS Common Units 24 Jul 2024 Class A Common Stock 464,002 $0.000000 CaitRyan. LLC F4, F5
holding OS Stock Option (right to buy) 24 Jul 2024 Class A Common Stock 159,806 $20.00 Direct F6
holding OS Class D Common Stock 24 Jul 2024 Class A Common Stock 790,279 $0.000000 Direct F7
holding OS Class D Common Stock 24 Jul 2024 Class A Common Stock 790,279 $0.000000 Hohenstein Purple Elephant 2019 Irrevocable Grantor Trust( F5, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 One-fourth of the shares subject to the option vested on February 15, 2023, and 1/48th of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing to be a service provider through the applicable vesting date.
F2 One-fourth of the shares subject to the option vested on February 15, 2024, and 1/48th of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing to be a service provider through the applicable vesting date.
F3 One-fourth of the shares subject to the option shall vest on February 15, 2025, and 1/48th of the shares subject to the option shall vest each month thereafter, subject to the Reporting Person continuing to be a service provider through the applicable vesting date.
F4 The Common Units may be redeemed by the Reporting Person at any time on or following the closing of the Issuer's initial public offering for shares of Class D Common Stock on a 1:1 basis, and a corresponding number of shares of Class C Common Stock will be forfeited in connection with the redemption. The Class D Common Stock is in turn convertible at any time, at the holder's election, into Class A Common Stock on a 1:1 basis. Each outstanding share of Class D Common Stock will automatically convert into one share of Class A Common Stock on the first trading day following the seventh anniversary of the Issuer's initial public offering. The Common Units have no expiration date.
F5 Mr. Hohenstein may be deemed to have voting and dispositive power over the shares held by CaitRyan LLC and the Hohenstein Trust.
F6 One-sixteenth of the shares subject to the option shall vest October 23, 2024, and one-sixteenth of the shares subject to the option shall vest every three months thereafter, subject to the Reporting Person continuing to be a service provider through the applicable vesting date.
F7 The Class D Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a 1:1 basis. Each outstanding share of Class D Common Stock will automatically convert into one share of our Class A Common Stock on the first trading day following the seventh anniversary of the Issuer's initial public offering.