John Von Allmen - Jul 24, 2024 Form 3 Insider Report for OneStream, Inc. (OS)

Role
10%+ Owner
Signature
/s/ John Von Allmen
Stock symbol
OS
Transactions as of
Jul 24, 2024
Transactions value $
$0
Form type
3
Date filed
7/24/2024, 08:43 PM
Next filing
Jul 29, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding OS Class A Common Stock 36.7K Jul 24, 2024 Direct
holding OS Class A Common Stock 6.98K Jul 24, 2024 Von Allmen 2021 Irrevocable Trust F1
holding OS Class A Common Stock 69.8K Jul 24, 2024 Von Allmen Family Trust dated December 27, 2019 F2
holding OS Class A Common Stock 26.2K Jul 24, 2024 2021 Von Allmen Family Trust F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding OS Stock Option (right to buy) Jul 24, 2024 Class A Common Stock 32.1K $5.99 Direct F3
holding OS Stock Option (right to buy) Jul 24, 2024 Class A Common Stock 20K $14.51 Direct F4
holding OS Class D Common Stock Jul 24, 2024 Class A Common Stock 696K $0.00 Direct F5
holding OS Class D Common Stock Jul 24, 2024 Class A Common Stock 497K $0.00 2021 Von Allmen Family Trust F1, F5
holding OS Class D Common Stock Jul 24, 2024 Class A Common Stock 133K $0.00 Von Allmen 2021 Irrevocable Trust F1, F5
holding OS Class D Common Stock Jul 24, 2024 Class A Common Stock 1.33M $0.00 Von Allmen Family Trust dated December 27, 2019 F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Mr. Von Allmen has sole investment and voting power.
F2 Mr. Von Allmen, Elizabeth Von Allmen and The Trust Company of Oxford serve as the co-trustees for each of the Von Allmen Trusts.
F3 One-fourth of the shares subject to the option vested on March 1, 2022, and 1/48th of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing to be a service provider through the applicable vesting date.
F4 One-fourth of the shares subject to the option shall vest on February 15, 2025, and 1/48th of the shares subject to the option shall vest each month thereafter, subject to the Reporting Person continuing to be a service provider through the applicable vesting date.
F5 The Class D Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a 1:1 basis. Each outstanding share of Class D Common Stock will automatically convert into one share of our Class A Common Stock on the first trading day following the seventh anniversary of the Issuer's initial public offering.