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Signature
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/s/ Casey O'Connor, Attorney-in-Fact for Katrina Lake
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Stock symbol
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SFIX
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Transactions as of
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Jul 16, 2024
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Transactions value $
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-$2,689,905
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Form type
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4
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Date filed
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7/17/2024, 07:56 PM
Transactions Table
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
transaction |
SFIX |
Class A Common Stock |
Conversion of derivative security |
$0 |
+50K |
+523.16% |
$0.00 |
59.6K |
Jul 16, 2024 |
John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 |
F1, F2, F3 |
transaction |
SFIX |
Class A Common Stock |
Conversion of derivative security |
$0 |
+487K |
|
$0.00 |
487K |
Jul 16, 2024 |
Katrina M. Lake Revocable Trust |
F1, F2, F4 |
transaction |
SFIX |
Class A Common Stock |
Sale |
-$250K |
-50K |
-83.95% |
$5.00 |
9.56K |
Jul 16, 2024 |
John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 |
F5, F6 |
transaction |
SFIX |
Class A Common Stock |
Sale |
-$2.44M |
-487K |
-100% |
$5.01 |
0 |
Jul 16, 2024 |
Katrina M. Lake Revocable Trust |
F5, F7 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
transaction |
SFIX |
Class B Common Stock |
Conversion of derivative security |
$0 |
-50K |
-26.09% |
$0.00 |
142K |
Jul 16, 2024 |
Class A Common Stock |
50K |
|
John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 |
F1, F2 |
transaction |
SFIX |
Class B Common Stock |
Conversion of derivative security |
$0 |
-487K |
-5.19% |
$0.00 |
8.89M |
Jul 16, 2024 |
Class A Common Stock |
487K |
|
Katrina M. Lake Revocable Trust |
F1, F2 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: