Key facts
- This page summarizes Mukul Kumar's Form 4 filing for PubMatic, Inc. (PUBM).
- 3 reported transactions and 1 derivative row are listed below.
- Filing timestamp: 17 Jul 2024, 16:14.
Mukul Kumar - 16 Jul 2024 Form 4 Insider Report for PubMatic, Inc. (PUBM)
- Signature
- /s/ Andrew Woods, Attorney-in-Fact
- Issuer symbol
- PUBM
- Transactions as of
- 16 Jul 2024
- Net transactions value
- -$174,828
- Form type
- 4
- Filing time
- 17 Jul 2024, 16:14:10 UTC
- Previous filing
- 03 Jul 2024
- Next filing
- 02 Oct 2024
- SEC
- View on sec.gov
Key filing fact
Mukul Kumar filed Form 4 for PubMatic, Inc. (PUBM) on 17 Jul 2024.
Change
- Previous filing in this sequence was filed on 03 Jul 2024.
- Current net transaction value: -$174,828.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
See Original Filing
Ownership activity is grounded in SEC Form 4 disclosures.
Transactions Table
PUBM
transaction
Class A Common Stock
Conversion of derivative security
- Transaction value
- $0
- Shares
- +8,000
- Change %
- +21%
- Price
- $0.000000
- Shares after
- 45,784
- Date
- 16 Jul 2024
- Ownership
- Direct
- Footnotes
- F1
PUBM
transaction
Class A Common Stock
Sale
- Transaction value
- $174,828
- Shares
- -8,000
- Change %
- -17%
- Price
- $21.85
- Shares after
- 37,784
- Date
- 16 Jul 2024
- Ownership
- Direct
- Footnotes
- F2
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
PUBM
transaction
Derivative
Class B Common Stock
Conversion of derivative security
- Transaction value
- $0
- Shares
- -8,000
- Change %
- -8.2%
- Price
- $0.000000
- Shares after
- 89,600
- Date
- 16 Jul 2024
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 8,000
- Exercise price
- Footnotes
- F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses:
| Id | Content |
|---|---|
| F1 | Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. |
| F2 | The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 5, 2024. |