Key facts
- This page summarizes Mohit Singh's Form 4 filing for QuantumScape Corp (QS).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 12 Jul 2024, 17:00.
Mohit Singh - 11 Jul 2024 Form 4 Insider Report for QuantumScape Corp (QS)
- Reporting relationship
- CHIEF DEVELOPMENT OFFICER
- Issuer ticker
- QS
- Reported as of
- 11 Jul 2024
- Net transaction value
- -$1,036,919
- SEC form
- 4
- Accepted by SEC
- 12 Jul 2024, 17:00:06 UTC
- Prior SEC filing
- 20 May 2024
- Next SEC filing
- 07 Aug 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Michael O. McCarthy, III, attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Mohit Singh filed Form 4 for QuantumScape Corp (QS) on 12 Jul 2024.
Change
- Previous filing in this sequence was filed on 20 May 2024.
- Current net transaction value: -$1,036,919.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
QS
transaction
Class A Common Stock
Options Exercise
- Transaction value
- $182,613
- Shares
- +173,224
- Change %
- +14%
- Price
- $1.05
- Shares after
- 1,370,129
- Date
- 11 Jul 2024
- Ownership
- Direct
- Footnotes
- F1, F2
QS
transaction
Class A Common Stock
Sale
- Transaction value
- $1,219,532
- Shares
- -173,224
- Change %
- -13%
- Price
- $7.04
- Shares after
- 1,196,905
- Date
- 11 Jul 2024
- Ownership
- Direct
- Footnotes
- F1, F3, F4
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
QS
transaction
Derivative
Stock Option (right to buy)
Options Exercise
- Transaction value
- $0
- Shares
- -173,224
- Change %
- -92%
- Price
- $0.000000
- Shares after
- 14,263
- Date
- 11 Jul 2024
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 173,224
- Exercise price
- $1.05
- Footnotes
- F1
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Rule 10b5-1 trading plan
These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.
Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).
Explanation of responses 4 footnotes
Footnote F1
The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2023.
Footnote F2
Includes 485 shares acquired under the Issuer's Employee Stock Purchase Plan on June 3, 2024.
Footnote F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.95 to $7.21, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
Footnote F4
Includes 1,066,897 shares represented by restricted stock units ("RSUs") and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.