Thomas J. Shaw - 05 Jul 2024 Form 4 Insider Report for RETRACTABLE TECHNOLOGIES INC (RVP)

Reporting relationship: PRESIDENT AND CEO, Director, 10%+ Owner
Issuer ticker: RVP
Reported as of: 05 Jul 2024
Net transaction value: +$10,018
SEC form: 4
Accepted by SEC: 08 Jul 2024, 17:07:28 UTC
Prior SEC filing: 25 Jun 2024
Next SEC filing: 09 Jul 2024
Source filing: View source filing
Reporting owner signature: /s/ Thomas J. Shaw

Key filing fact

Thomas J. Shaw filed Form 4 for RETRACTABLE TECHNOLOGIES INC (RVP) on 08 Jul 2024.

Key facts

This page summarizes Thomas J. Shaw's Form 4 filing for RETRACTABLE TECHNOLOGIES INC (RVP).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 08 Jul 2024, 17:07.

Change

Previous filing in this sequence was filed on 25 Jun 2024.
Current net transaction value: +$10,018.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

RVP transaction

Common Stock

Purchase

Transaction value: $10,018
Shares: +8,788
Change %: +0.06%
Price: $1.14
Shares after: 14,521,005
Date: 05 Jul 2024
Ownership: Direct

RVP holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 831,600
Date: 05 Jul 2024
Ownership: Voting or Investment Control
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Rule 10b5-1 trading plan

These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.

Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).

Explanation of responses 1 footnote

Footnote F1

Mr. Shaw has investment power over 500,000 shares as Trustee for the benefit of a family member. Mr. Shaw has voting control over the remainder of the shares pursuant to a voting agreement.

SEC remarks

The Rule 10b5-1 Plan's date of adoption was August 22, 2023.