Key facts
- This page summarizes Daniel Rabinowitz's Form 4 filing for Natera, Inc. (NTRA).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 02 Jul 2024, 21:05.
Daniel Rabinowitz - 28 Jun 2024 Form 4 Insider Report for Natera, Inc. (NTRA)
- Reporting relationship
- SEC. AND CHIEF LEGAL OFFICER
- Issuer ticker
- NTRA
- Reported as of
- 28 Jun 2024
- Net transaction value
- -$295,080
- SEC form
- 4
- Accepted by SEC
- 02 Jul 2024, 21:05:22 UTC
- Prior SEC filing
- 10 May 2024
- Next SEC filing
- 23 Jul 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Tami Chen, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Daniel Rabinowitz filed Form 4 for Natera, Inc. (NTRA) on 02 Jul 2024.
Change
- Previous filing in this sequence was filed on 10 May 2024.
- Current net transaction value: -$295,080.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
NTRA
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +5,000
- Change %
- +2.4%
- Price
- Shares after
- 209,495
- Date
- 28 Jun 2024
- Ownership
- Direct
- Footnotes
- F1
NTRA
transaction
Common Stock
Sale
- Transaction value
- $295,080
- Shares
- -2,723
- Change %
- -1.3%
- Price
- $108.37
- Shares after
- 206,772
- Date
- 01 Jul 2024
- Ownership
- Direct
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
NTRA
transaction
Derivative
Restricted Stock Unit
Options Exercise
- Transaction value
- $0
- Shares
- -5,000
- Change %
- -50%
- Price
- $0.000000
- Shares after
- 5,000
- Date
- 28 Jun 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 5,000
- Exercise price
- Footnotes
- F1, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Rule 10b5-1 trading plan
These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.
Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).
Explanation of responses 3 footnotes
Footnote F1
Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.
Footnote F2
The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs and made pursuant to a written instruction that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act contained in the Reporting Person's Stock Unit Agreement granted on October 22, 2021.
Footnote F3
On October 22, 2021, the Reporting Person was granted RSUs covering 10,000 shares of Common Stock which vest in tranches upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price. On June 28, 2024, the criteria was satisfied for the vesting of RSUs covering 5,000 shares of Common Stock.