Quick Takeaways
- This page summarizes Mukul Kumar's Form 4 filing for PubMatic, Inc. (PUBM).
- 3 reported transactions and 1 derivative row are listed below.
- Filing timestamp: 02 Jul 2024, 18:03.
Mukul Kumar - 30 Jun 2024 Form 4 Insider Report for PubMatic, Inc. (PUBM)
- Signature
- /s/ Andrew Woods, Attorney-in-Fact
- Issuer symbol
- PUBM
- Transactions as of
- 30 Jun 2024
- Net transactions value
- -$8,755
- Form type
- 4
- Filing time
- 02 Jul 2024, 18:03:05 UTC
- Previous filing
- 18 Jun 2024
- Next filing
- 03 Jul 2024
- SEC
- View on sec.gov
Quoteable Key Fact
"Mukul Kumar filed Form 4 for PubMatic, Inc. (PUBM) on 02 Jul 2024."
What Changed
- Previous filing in this sequence was filed on 18 Jun 2024.
- Current net transaction value: -$8,755.
Why This Matters
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Source Evidence
Filed on Form 4
See Original Filing
Ownership activity is grounded in SEC Form 4 disclosures.
Transactions Table
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PUBM | Class A Common Stock | Options Exercise | $0 | +1,055 | +3.4% | $0.000000 | 32,013 | 30 Jun 2024 | Direct | |
| transaction | PUBM | Class A Common Stock | Sale | $8,755 | -440 | -1.4% | $19.90 | 31,573 | 01 Jul 2024 | Direct | F1, F2 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PUBM | Restricted Stock Unit | Options Exercise | $0 | -1,055 | -33% | $0.000000 | 2,110 | 30 Jun 2024 | Class A Common Stock | 1,055 | $0.000000 | Direct | F3, F4, F5 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Explanation of Responses:
| Id | Content |
|---|---|
| F1 | The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. |
| F2 | . The price reported in Column 4 is a weighted average price. These shares were sold as part of a block trade for multiple security holders of the Issuer at prices ranging from $19.76 to $19.99, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the block trade. |
| F3 | Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration. |
| F4 | The RSUs vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. |
| F5 | RSUs do not expire; they either vest or are canceled prior to the vesting date. |