Key facts
- This page summarizes Mukul Kumar's Form 4 filing for PubMatic, Inc. (PUBM).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 02 Jul 2024, 18:03.
Mukul Kumar - 30 Jun 2024 Form 4 Insider Report for PubMatic, Inc. (PUBM)
- Reporting relationship
- PRESIDENT, ENGINEERING
- Issuer ticker
- PUBM
- Reported as of
- 30 Jun 2024
- Net transaction value
- -$8,755
- SEC form
- 4
- Accepted by SEC
- 02 Jul 2024, 18:03:05 UTC
- Prior SEC filing
- 18 Jun 2024
- Next SEC filing
- 03 Jul 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Andrew Woods, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Mukul Kumar filed Form 4 for PubMatic, Inc. (PUBM) on 02 Jul 2024.
Change
- Previous filing in this sequence was filed on 18 Jun 2024.
- Current net transaction value: -$8,755.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
PUBM
transaction
Class A Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +1,055
- Change %
- +3.4%
- Price
- $0.000000
- Shares after
- 32,013
- Date
- 30 Jun 2024
- Ownership
- Direct
PUBM
transaction
Class A Common Stock
Sale
- Transaction value
- $8,755
- Shares
- -440
- Change %
- -1.4%
- Price
- $19.90
- Shares after
- 31,573
- Date
- 01 Jul 2024
- Ownership
- Direct
- Footnotes
- F1, F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
PUBM
transaction
Derivative
Restricted Stock Unit
Options Exercise
- Transaction value
- $0
- Shares
- -1,055
- Change %
- -33%
- Price
- $0.000000
- Shares after
- 2,110
- Date
- 30 Jun 2024
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 1,055
- Exercise price
- $0.000000
- Footnotes
- F3, F4, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.
Footnote F2
. The price reported in Column 4 is a weighted average price. These shares were sold as part of a block trade for multiple security holders of the Issuer at prices ranging from $19.76 to $19.99, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the block trade.
Footnote F3
Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.
Footnote F4
The RSUs vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
Footnote F5
RSUs do not expire; they either vest or are canceled prior to the vesting date.