Srinivas Akkaraju - Jul 1, 2024 Form 4 Insider Report for ALUMIS INC. (ALMS)

Role
Director
Signature
/s/ Sara Klein, Attorney-in-Fact
Stock symbol
ALMS
Transactions as of
Jul 1, 2024
Transactions value $
$0
Form type
4
Date filed
7/1/2024, 04:40 PM
Previous filing
Jul 1, 2024
Next filing
Sep 18, 2024
This filing has been restated, see here for the amended filing

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALMS Class A Common Stock Conversion of derivative security +1.7M 1.7M Jul 1, 2024 By Samsara BioCapital, L.P. F1, F2
transaction ALMS Class A Common Stock Disposed to Issuer -1.7M -100% 0 Jul 1, 2024 By Samsara BioCapital, L.P. F2, F3
transaction ALMS Common Stock Award +1.7M 1.7M Jul 1, 2024 By Samsara BioCapital, L.P. F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALMS Series C Preferred Stock Conversion of derivative security $0 -1.7M -100% $0.00* 0 Jul 1, 2024 Class A Common Stock 1.7M By Samsara BioCapital, L.P. F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Upon closing of the Issuer's initial public offering, each share of Series C Preferred Stock (the "Preferred Stock") automatically converted on a 4.675-to-one basis into shares of Class A Common Stock. The Preferred Stock had no expiration date.
F2 Shares are held directly by Samsara BioCapital, L.P. ("Samsara LP"). Samsara BioCapital GP, LLC ("Samsara GP") is the general partner of Samsara LP. The Reporting Person, as the managing member of Samsara GP, shares voting and investment authority over the shares held by Samsara LP. The Reporting Person disclaims beneficial ownership in these shares except to the extent of his pecuniary interest therein.
F3 Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.