Derrick Richardson - 27 Jun 2024 Form 4 Insider Report for ALUMIS INC. (ALMS)

Signature
/s/ Sara Klein, Attorney-in-Fact
Issuer symbol
ALMS
Transactions as of
27 Jun 2024
Net transactions value
$0
Form type
4
Filing time
01 Jul 2024, 16:40:28 UTC
Next filing
20 Feb 2025

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALMS Stock Option (Right to Buy) Award $0 +3,208 $0.000000 3,208 27 Jun 2024 Class A Common Stock 3,208 $16.00 Direct F1
transaction ALMS Stock Option (Right to Buy) Disposed to Issuer $0 -3,208 -100% $0.000000* 0 01 Jul 2024 Class A Common Stock 3,208 $16.00 Direct F1, F2
transaction ALMS Stock Option (Right to Buy) Award $0 +3,208 $0.000000 3,208 01 Jul 2024 Common Stock 3,208 $16.00 Direct F1, F2
transaction ALMS Stock Option (Right to Buy) Disposed to Issuer $0 -34,224 -100% $0.000000* 0 01 Jul 2024 Class A Common Stock 34,224 $8.84 Direct F2, F3
transaction ALMS Stock Option (Right to Buy) Award $0 +34,224 $0.000000 34,224 01 Jul 2024 Common Stock 34,224 $8.84 Direct F2, F4
transaction ALMS Stock Option (Right to Buy) Disposed to Issuer $0 -19,251 -100% $0.000000* 0 01 Jul 2024 Class A Common Stock 19,251 $8.84 Direct F2, F5
transaction ALMS Stock Option (Right to Buy) Award $0 +19,251 $0.000000 19,251 01 Jul 2024 Common Stock 19,251 $8.84 Direct F2, F5
transaction ALMS Stock Option (Right to Buy) Disposed to Issuer $0 -10,695 -100% $0.000000* 0 01 Jul 2024 Class A Common Stock 10,695 $8.84 Direct F2, F6
transaction ALMS Stock Option (Right to Buy) Award $0 +10,695 $0.000000 10,695 01 Jul 2024 Common Stock 10,695 $8.84 Direct F2, F6
transaction ALMS Stock Option (Right to Buy) Disposed to Issuer $0 -3,208 -100% $0.000000* 0 01 Jul 2024 Class A Common Stock 3,208 $8.84 Direct F2, F7
transaction ALMS Stock Option (Right to Buy) Award $0 +3,208 $0.000000 3,208 01 Jul 2024 Common Stock 3,208 $8.84 Direct F2, F7
transaction ALMS Stock Option (Right to Buy) Disposed to Issuer $0 -4,663 -100% $0.000000* 0 01 Jul 2024 Class A Common Stock 4,663 $8.84 Direct F2, F8
transaction ALMS Stock Option (Right to Buy) Award $0 +4,663 $0.000000 4,663 01 Jul 2024 Common Stock 4,663 $8.84 Direct F2, F8
transaction ALMS Stock Option (Right to Buy) Disposed to Issuer $0 -9,161 -100% $0.000000* 0 01 Jul 2024 Class A Common Stock 9,161 $8.84 Direct F2, F9
transaction ALMS Stock Option (Right to Buy) Award $0 +9,161 $0.000000 9,161 01 Jul 2024 Common Stock 9,161 $8.84 Direct F2, F9
transaction ALMS Stock Option (Right to Buy) Disposed to Issuer $0 -21,390 -100% $0.000000* 0 01 Jul 2024 Class A Common Stock 21,390 $10.20 Direct F2, F10
transaction ALMS Stock Option (Right to Buy) Award $0 +21,390 $0.000000 21,390 01 Jul 2024 Common Stock 21,390 $10.20 Direct F2, F10
transaction ALMS Stock Option (Right to Buy) Disposed to Issuer $0 -29,946 -100% $0.000000* 0 01 Jul 2024 Class A Common Stock 29,946 $13.33 Direct F2, F11
transaction ALMS Stock Option (Right to Buy) Award $0 +29,946 $0.000000 29,946 01 Jul 2024 Common Stock 29,946 $13.33 Direct F2, F11
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 25% of the shares underlying this option vest on June 21, 2025, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.
F2 Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.
F3 25% of the shares underlying this option vested on January 4, 2023 and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.
F4 25% of the shares underlying this option vested on September 15, 2022, and in equal monthly installments thereafter over the following 36 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date. This option was originally granted in the amount of 3,000,000 shares and was subsequently partially exercised for 1,219,513 shares on October 22, 2021.
F5 25% of the shares underlying this option vested on January 27, 2023, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date.
F6 33% of the shares underlying this option vested on January 27, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 48 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date.
F7 25% of the shares underlying this option vested on May 22, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date.
F8 25% of the shares underlying this option vest on October 9, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date.
F9 25% of the shares underlying this option vest on March 29, 2025, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date.
F10 The option vests in three equal installments, subject to the Issuer's satisfaction of certain performance criteria on each of May 6, 2028, May 6, 2029 and May 6, 2030, and subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.
F11 25% of the shares underlying this option vest on June 6, 2025, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.