John R. Schroer - Jun 27, 2024 Form 4 Insider Report for ALUMIS INC. (ALMS)

Signature
/s/ Sara Klein, Attorney-in-Fact
Stock symbol
ALMS
Transactions as of
Jun 27, 2024
Transactions value $
$0
Form type
4
Date filed
7/1/2024, 04:39 PM
Previous filing
Oct 3, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALMS Stock Option (Right to Buy) Award $0 +17.1K $0.00 17.1K Jun 27, 2024 Class A Common Stock 17.1K $16.00 Direct F1
transaction ALMS Stock Option (Right to Buy) Disposed to Issuer $0 -17.1K -100% $0.00* 0 Jul 1, 2024 Class A Common Stock 17.1K $16.00 Direct F1, F2
transaction ALMS Stock Option (Right to Buy) Award $0 +17.1K $0.00 17.1K Jul 1, 2024 Common Stock 17.1K $16.00 Direct F1, F2
transaction ALMS Stock Option (Right to Buy) Disposed to Issuer $0 -171K -100% $0.00* 0 Jul 1, 2024 Class A Common Stock 171K $8.84 Direct F2, F3
transaction ALMS Stock Option (Right to Buy) Award $0 +171K $0.00 171K Jul 1, 2024 Common Stock 171K $8.84 Direct F2, F3
transaction ALMS Stock Option (Right to Buy) Disposed to Issuer $0 -64.2K -100% $0.00* 0 Jul 1, 2024 Class A Common Stock 64.2K $8.84 Direct F2, F4
transaction ALMS Stock Option (Right to Buy) Award $0 +64.2K $0.00 64.2K Jul 1, 2024 Common Stock 64.2K $8.84 Direct F2, F4
transaction ALMS Stock Option (Right to Buy) Disposed to Issuer $0 -12.8K -100% $0.00* 0 Jul 1, 2024 Class A Common Stock 12.8K $8.84 Direct F2, F5
transaction ALMS Stock Option (Right to Buy) Award $0 +12.8K $0.00 12.8K Jul 1, 2024 Common Stock 12.8K $8.84 Direct F2, F5
transaction ALMS Stock Option (Right to Buy) Disposed to Issuer $0 -17.2K -100% $0.00* 0 Jul 1, 2024 Class A Common Stock 17.2K $8.84 Direct F2, F6
transaction ALMS Stock Option (Right to Buy) Award $0 +17.2K $0.00 17.2K Jul 1, 2024 Common Stock 17.2K $8.84 Direct F2, F6
transaction ALMS Stock Option (Right to Buy) Disposed to Issuer $0 -59.5K -100% $0.00* 0 Jul 1, 2024 Class A Common Stock 59.5K $8.84 Direct F2, F7
transaction ALMS Stock Option (Right to Buy) Award $0 +59.5K $0.00 59.5K Jul 1, 2024 Common Stock 59.5K $8.84 Direct F2, F7
transaction ALMS Stock Option (Right to Buy) Disposed to Issuer $0 -56K -100% $0.00* 0 Jul 1, 2024 Class A Common Stock 56K $10.20 Direct F2, F8
transaction ALMS Stock Option (Right to Buy) Award $0 +56K $0.00 56K Jul 1, 2024 Common Stock 56K $10.20 Direct F2, F8
transaction ALMS Stock Option (Right to Buy) Disposed to Issuer $0 -70.6K -100% $0.00* 0 Jul 1, 2024 Class A Common Stock 70.6K $13.33 Direct F2, F9
transaction ALMS Stock Option (Right to Buy) Award $0 +70.6K $0.00 70.6K Jul 1, 2024 Common Stock 70.6K $13.33 Direct F2, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 25% of the shares underlying this option vest on June 21, 2025, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.
F2 Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.
F3 25% of the shares underlying this option vested on March 30, 2023 and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.
F4 33% of the shares underlying this option vested on March 30, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 48 months, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.
F5 25% of the shares underlying this option vested on May 22, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.
F6 25% of the shares underlying this option vest on October 9, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.
F7 25% of the shares underlying this option vest on March 29, 2025, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.
F8 The option vests in three equal installments, subject to the Issuer's satisfaction of certain performance criteria on each of May 6, 2028, May 6, 2029 and May 6, 2030, and subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.
F9 25% of the shares underlying this option vest on June 6, 2025, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.