Roy C. Hardiman - Jul 1, 2024 Form 4 Insider Report for ALUMIS INC. (ALMS)

Role
Chief Business & Legal Officer
Signature
/s/ Sara Klein, Attorney-in-Fact
Stock symbol
ALMS
Transactions as of
Jul 1, 2024
Transactions value $
$0
Form type
4
Date filed
7/1/2024, 04:38 PM
Previous filing
Jun 27, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALMS Class A Common Stock Disposed to Issuer -175K -100% 0 Jul 1, 2024 Direct F1
transaction ALMS Common Stock Award +175K 175K Jul 1, 2024 Direct F1
transaction ALMS Class A Common Stock Disposed to Issuer -6.42K -100% 0 Jul 1, 2024 By Daughter F1, F2
transaction ALMS Common Stock Award +6.42K 6.42K Jul 1, 2024 By Daughter F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALMS Stock Option (Right to Buy) Disposed to Issuer $0 -42.8K -100% $0.00* 0 Jul 1, 2024 Class A Common Stock 42.8K $8.84 Direct F1, F3
transaction ALMS Stock Option (Right to Buy) Award $0 +42.8K $0.00 42.8K Jul 1, 2024 Common Stock 42.8K $8.84 Direct F1, F3
transaction ALMS Stock Option (Right to Buy) Disposed to Issuer $0 -152K -100% $0.00* 0 Jul 1, 2024 Class A Common Stock 152K $8.84 Direct F1, F4
transaction ALMS Stock Option (Right to Buy) Award $0 +152K $0.00 152K Jul 1, 2024 Common Stock 152K $8.84 Direct F1, F4
transaction ALMS Stock Option (Right to Buy) Disposed to Issuer $0 -15K -100% $0.00* 0 Jul 1, 2024 Class A Common Stock 15K $8.84 Direct F1, F5
transaction ALMS Stock Option (Right to Buy) Award $0 +15K $0.00 15K Jul 1, 2024 Common Stock 15K $8.84 Direct F1, F5
transaction ALMS Stock Option (Right to Buy) Disposed to Issuer $0 -30.6K -100% $0.00* 0 Jul 1, 2024 Class A Common Stock 30.6K $8.84 Direct F1, F6
transaction ALMS Stock Option (Right to Buy) Award $0 +30.6K $0.00 30.6K Jul 1, 2024 Common Stock 30.6K $8.84 Direct F1, F6
transaction ALMS Stock Option (Right to Buy) Disposed to Issuer $0 -206K -100% $0.00* 0 Jul 1, 2024 Class A Common Stock 206K $10.20 Direct F1, F7
transaction ALMS Stock Option (Right to Buy) Award $0 +206K $0.00 206K Jul 1, 2024 Common Stock 206K $10.20 Direct F1, F7
transaction ALMS Stock Option (Right to Buy) Disposed to Issuer $0 -53.5K -100% $0.00* 0 Jul 1, 2024 Class A Common Stock 53.5K $13.33 Direct F1, F8
transaction ALMS Stock Option (Right to Buy) Award $0 +53.5K $0.00 53.5K Jul 1, 2024 Common Stock 53.5K $13.33 Direct F1, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.
F2 Shares are held directly by the daughter of Reporting Person residing in his primary residence.
F3 25% of the shares underlying this option vested on January 27, 2023, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date.
F4 33% of the shares underlying this option vested on January 27, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 48 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date.
F5 25% of the shares underlying this option vested on May 22, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date.
F6 25% of the shares underlying this option vest on October 9, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date.
F7 The option vests in three equal installments, subject to the Issuer's satisfaction of certain performance criteria on each of May 6, 2028, May 6, 2029 and May 6, 2030, and subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.
F8 25% of the shares underlying this option vest on June 6, 2025, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.