Mark Christopher Bradley - 27 Jun 2024 Form 4 Insider Report for ALUMIS INC. (ALMS)

Reporting relationship: Chief Development Officer
Issuer ticker: ALMS
Reported as of: 27 Jun 2024
Net transaction value: $0
SEC form: 4
Accepted by SEC: 01 Jul 2024, 16:36:35 UTC
Next SEC filing: 20 Feb 2025
Source filing: View source filing
Reporting owner signature: /s/ Sara Klein, Attorney-in-Fact

Key filing fact

Mark Christopher Bradley filed Form 4 for ALUMIS INC. (ALMS) on 01 Jul 2024.

Key facts

This page summarizes Mark Christopher Bradley's Form 4 filing for ALUMIS INC. (ALMS).
21 reported transactions and 15 derivative rows are listed below.
Accepted by SEC: 01 Jul 2024, 16:36.

Change

No earlier filing in this sequence is available for direct comparison.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ALMS transaction

Class A Common Stock

Disposed to Issuer

Transaction value
Shares: -21,978
Change %: -100%
Price
Shares after: 0
Date: 01 Jul 2024
Ownership: Direct
Footnotes: F1

ALMS transaction

Common Stock

Award

Transaction value
Shares: +21,978
Change %
Price
Shares after: 21,978
Date: 01 Jul 2024
Ownership: Direct
Footnotes: F1

ALMS transaction

Class A Common Stock

Disposed to Issuer

Transaction value
Shares: -20,026
Change %: -100%
Price
Shares after: 0
Date: 01 Jul 2024
Ownership: By GRAT
Footnotes: F1, F2

ALMS transaction

Common Stock

Award

Transaction value
Shares: +20,026
Change %
Price
Shares after: 20,026
Date: 01 Jul 2024
Ownership: By GRAT
Footnotes: F1, F2

ALMS transaction

Class A Common Stock

Disposed to Issuer

Transaction value
Shares: -20,026
Change %: -100%
Price
Shares after: 0
Date: 01 Jul 2024
Ownership: By GRAT
Footnotes: F1, F3

ALMS transaction

Common Stock

Award

Transaction value
Shares: +20,026
Change %
Price
Shares after: 20,026
Date: 01 Jul 2024
Ownership: By GRAT
Footnotes: F1, F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ALMS transaction Derivative

Stock Option (Right to Buy)

Award

Transaction value: $0
Shares: +4,278
Change %
Price: $0.000000
Shares after: 4,278
Date: 27 Jun 2024
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 4,278
Exercise price: $16.00
Footnotes: F4

ALMS transaction Derivative

Stock Option (Right to Buy)

Disposed to Issuer

Transaction value: $0
Shares: -4,278
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 01 Jul 2024
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 4,278
Exercise price: $16.00
Footnotes: F1, F4

ALMS transaction Derivative

Stock Option (Right to Buy)

Award

Transaction value: $0
Shares: +4,278
Change %
Price: $0.000000
Shares after: 4,278
Date: 01 Jul 2024
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 4,278
Exercise price: $16.00
Footnotes: F1, F4

ALMS transaction Derivative

Stock Option (Right to Buy)

Disposed to Issuer

Transaction value: $0
Shares: -130,481
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 01 Jul 2024
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 130,481
Exercise price: $8.84
Footnotes: F1, F5

ALMS transaction Derivative

Stock Option (Right to Buy)

Award

Transaction value: $0
Shares: +130,481
Change %
Price: $0.000000
Shares after: 130,481
Date: 01 Jul 2024
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 130,481
Exercise price: $8.84
Footnotes: F1, F5

ALMS transaction Derivative

Stock Option (Right to Buy)

Disposed to Issuer

Transaction value: $0
Shares: -128,342
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 01 Jul 2024
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 128,342
Exercise price: $8.84
Footnotes: F1, F6

ALMS transaction Derivative

Stock Option (Right to Buy)

Award

Transaction value: $0
Shares: +128,342
Change %
Price: $0.000000
Shares after: 128,342
Date: 01 Jul 2024
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 128,342
Exercise price: $8.84
Footnotes: F1, F6

ALMS transaction Derivative

Stock Option (Right to Buy)

Disposed to Issuer

Transaction value: $0
Shares: -12,834
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 01 Jul 2024
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 12,834
Exercise price: $8.84
Footnotes: F1, F7

ALMS transaction Derivative

Stock Option (Right to Buy)

Award

Transaction value: $0
Shares: +12,834
Change %
Price: $0.000000
Shares after: 12,834
Date: 01 Jul 2024
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 12,834
Exercise price: $8.84
Footnotes: F1, F7

ALMS transaction Derivative

Stock Option (Right to Buy)

Disposed to Issuer

Transaction value: $0
Shares: -23,093
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 01 Jul 2024
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 23,093
Exercise price: $8.84
Footnotes: F1, F8

ALMS transaction Derivative

Stock Option (Right to Buy)

Award

Transaction value: $0
Shares: +23,093
Change %
Price: $0.000000
Shares after: 23,093
Date: 01 Jul 2024
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 23,093
Exercise price: $8.84
Footnotes: F1, F8

ALMS transaction Derivative

Stock Option (Right to Buy)

Disposed to Issuer

Transaction value: $0
Shares: -155,304
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 01 Jul 2024
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 155,304
Exercise price: $10.20
Footnotes: F1, F9

ALMS transaction Derivative

Stock Option (Right to Buy)

Award

Transaction value: $0
Shares: +155,304
Change %
Price: $0.000000
Shares after: 155,304
Date: 01 Jul 2024
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 155,304
Exercise price: $10.20
Footnotes: F1, F9

ALMS transaction Derivative

Stock Option (Right to Buy)

Disposed to Issuer

Transaction value: $0
Shares: -53,475
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 01 Jul 2024
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 53,475
Exercise price: $13.33
Footnotes: F1, F10

ALMS transaction Derivative

Stock Option (Right to Buy)

Award

Transaction value: $0
Shares: +53,475
Change %
Price: $0.000000
Shares after: 53,475
Date: 01 Jul 2024
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 53,475
Exercise price: $13.33
Footnotes: F1, F10

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 10 footnotes

Footnote F1

Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.

Footnote F2

Shares are owned directly by JB 2023 GRAT, for which Reporting Person serves as a trustee.

Footnote F3

Shares are owned directly by MB 2023 GRAT, for which Reporting Person serves as a trustee.

Footnote F4

25% of the shares underlying this option vest on June 21, 2025, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.

Footnote F5

25% of the shares underlying this option vested on January 27, 2023, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date.

Footnote F6

33% of the shares underlying this option vested on January 27, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 48 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date.

Footnote F7

25% of the shares underlying this option vested on May 22, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date.

Footnote F8

25% of the shares underlying this option vest on October 9, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date.

Footnote F9

The option vests in three equal installments, subject to the Issuer's satisfaction of certain performance criteria on each of May 6, 2028, May 6, 2029 and May 6, 2030, and subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.

Footnote F10

25% of the shares underlying this option vest on June 6, 2025, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.