Martin Babler - Jun 27, 2024 Form 4 Insider Report for ALUMIS INC. (ALMS)

Signature
/s/ Sara Klein, Attorney-in-Fact
Stock symbol
ALMS
Transactions as of
Jun 27, 2024
Transactions value $
$0
Form type
4
Date filed
7/1/2024, 04:35 PM
Previous filing
Jun 18, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALMS Class A Common Stock Disposed to Issuer -90.8K -100% 0 Jul 1, 2024 By Trust F1, F2
transaction ALMS Common Stock Award +90.8K 90.8K Jul 1, 2024 By Trust F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALMS Stock Option (Right to Buy) Award $0 +21.4K $0.00 21.4K Jun 27, 2024 Class A Common Stock 21.4K $16.00 Direct F3
transaction ALMS Stock Option (Right to Buy) Disposed to Issuer $0 -21.4K -100% $0.00* 0 Jul 1, 2024 Class A Common Stock 21.4K $16.00 Direct F1, F3
transaction ALMS Stock Option (Right to Buy) Award $0 +21.4K $0.00 21.4K Jul 1, 2024 Common Stock 21.4K $16.00 Direct F1, F3
transaction ALMS Stock Option (Right to Buy) Disposed to Issuer $0 -381K -100% $0.00* 0 Jul 1, 2024 Class A Common Stock 381K $3.84 Direct F1, F4
transaction ALMS Stock Option (Right to Buy) Award $0 +381K $0.00 381K Jul 1, 2024 Common Stock 381K $3.84 Direct F1, F4
transaction ALMS Stock Option (Right to Buy) Disposed to Issuer $0 -107K -100% $0.00* 0 Jul 1, 2024 Class A Common Stock 107K $8.84 Direct F1, F5
transaction ALMS Stock Option (Right to Buy) Award $0 +107K $0.00 107K Jul 1, 2024 Common Stock 107K $8.84 Direct F1, F5
transaction ALMS Stock Option (Right to Buy) Disposed to Issuer $0 -535K -100% $0.00* 0 Jul 1, 2024 Class A Common Stock 535K $8.84 Direct F1, F6
transaction ALMS Stock Option (Right to Buy) Award $0 +535K $0.00 535K Jul 1, 2024 Common Stock 535K $8.84 Direct F1, F6
transaction ALMS Stock Option (Right to Buy) Disposed to Issuer $0 -263K -100% $0.00* 0 Jul 1, 2024 Class A Common Stock 263K $8.84 Direct F1, F7
transaction ALMS Stock Option (Right to Buy) Award $0 +263K $0.00 263K Jul 1, 2024 Common Stock 263K $8.84 Direct F1, F7
transaction ALMS Stock Option (Right to Buy) Disposed to Issuer $0 -107K -100% $0.00* 0 Jul 1, 2024 Class A Common Stock 107K $8.84 Direct F1, F8
transaction ALMS Stock Option (Right to Buy) Award $0 +107K $0.00 107K Jul 1, 2024 Common Stock 107K $8.84 Direct F1, F8
transaction ALMS Stock Option (Right to Buy) Disposed to Issuer $0 -241K -100% $0.00* 0 Jul 1, 2024 Class A Common Stock 241K $8.84 Direct F1, F9
transaction ALMS Stock Option (Right to Buy) Award $0 +241K $0.00 241K Jul 1, 2024 Common Stock 241K $8.84 Direct F1, F9
transaction ALMS Stock Option (Right to Buy) Disposed to Issuer $0 -478K -100% $0.00* 0 Jul 1, 2024 Class A Common Stock 478K $10.20 Direct F1, F10
transaction ALMS Stock Option (Right to Buy) Award $0 +478K $0.00 478K Jul 1, 2024 Common Stock 478K $10.20 Direct F1, F10
transaction ALMS Stock Option (Right to Buy) Disposed to Issuer $0 -246K -100% $0.00* 0 Jul 1, 2024 Class A Common Stock 246K $13.33 Direct F1, F11
transaction ALMS Stock Option (Right to Buy) Award $0 +246K $0.00 246K Jul 1, 2024 Common Stock 246K $13.33 Direct F1, F11
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.
F2 Shares are held directly by Martin Babler revocable trust UAD October 25, 2006, for which Reporting Person serves as a trustee.
F3 25% of the shares underlying this option vest on June 21, 2025, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.
F4 25% of the shares underlying this option vested on September 15, 2022, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date. This option was originally granted in the amount of 3,000,000 shares and was subsequently partially exercised for 1,219,513 shares on October 22, 2021.
F5 25% of the shares underlying this option vested on January 27, 2023, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date.
F6 33% of the shares underlying this option vested on January 27, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 48 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date.
F7 25% of the shares underlying this option vested on May 22, 2024, and the remaining shares vest n equal monthly installments thereafter over the following 36 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date.
F8 25% of the shares underlying this option vest on October 9, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date.
F9 25% of the shares underlying this option vest on March 29, 2025, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date.
F10 The option vests in three equal installments, subject to the Issuer's satisfaction of certain performance criteria on each of May 6, 2028, May 6, 2029 and May 6, 2030, and subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.
F11 25% of the shares underlying this option vest on June 6, 2025, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.