Martin Babler - 27 Jun 2024 Form 4 Insider Report for ALUMIS INC. (ALMS)

Signature
/s/ Sara Klein, Attorney-in-Fact
Issuer symbol
ALMS
Transactions as of
27 Jun 2024
Net transactions value
$0
Form type
4
Filing time
01 Jul 2024, 16:35:54 UTC
Previous filing
18 Jun 2024
Next filing
05 Feb 2025

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALMS Class A Common Stock Disposed to Issuer -90,804 -100% 0 01 Jul 2024 By Trust F1, F2
transaction ALMS Common Stock Award +90,804 90,804 01 Jul 2024 By Trust F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALMS Stock Option (Right to Buy) Award $0 +21,390 $0.000000 21,390 27 Jun 2024 Class A Common Stock 21,390 $16.00 Direct F3
transaction ALMS Stock Option (Right to Buy) Disposed to Issuer $0 -21,390 -100% $0.000000* 0 01 Jul 2024 Class A Common Stock 21,390 $16.00 Direct F1, F3
transaction ALMS Stock Option (Right to Buy) Award $0 +21,390 $0.000000 21,390 01 Jul 2024 Common Stock 21,390 $16.00 Direct F1, F3
transaction ALMS Stock Option (Right to Buy) Disposed to Issuer $0 -380,852 -100% $0.000000* 0 01 Jul 2024 Class A Common Stock 380,852 $3.84 Direct F1, F4
transaction ALMS Stock Option (Right to Buy) Award $0 +380,852 $0.000000 380,852 01 Jul 2024 Common Stock 380,852 $3.84 Direct F1, F4
transaction ALMS Stock Option (Right to Buy) Disposed to Issuer $0 -106,951 -100% $0.000000* 0 01 Jul 2024 Class A Common Stock 106,951 $8.84 Direct F1, F5
transaction ALMS Stock Option (Right to Buy) Award $0 +106,951 $0.000000 106,951 01 Jul 2024 Common Stock 106,951 $8.84 Direct F1, F5
transaction ALMS Stock Option (Right to Buy) Disposed to Issuer $0 -534,759 -100% $0.000000* 0 01 Jul 2024 Class A Common Stock 534,759 $8.84 Direct F1, F6
transaction ALMS Stock Option (Right to Buy) Award $0 +534,759 $0.000000 534,759 01 Jul 2024 Common Stock 534,759 $8.84 Direct F1, F6
transaction ALMS Stock Option (Right to Buy) Disposed to Issuer $0 -263,101 -100% $0.000000* 0 01 Jul 2024 Class A Common Stock 263,101 $8.84 Direct F1, F7
transaction ALMS Stock Option (Right to Buy) Award $0 +263,101 $0.000000 263,101 01 Jul 2024 Common Stock 263,101 $8.84 Direct F1, F7
transaction ALMS Stock Option (Right to Buy) Disposed to Issuer $0 -107,028 -100% $0.000000* 0 01 Jul 2024 Class A Common Stock 107,028 $8.84 Direct F1, F8
transaction ALMS Stock Option (Right to Buy) Award $0 +107,028 $0.000000 107,028 01 Jul 2024 Common Stock 107,028 $8.84 Direct F1, F8
transaction ALMS Stock Option (Right to Buy) Disposed to Issuer $0 -241,210 -100% $0.000000* 0 01 Jul 2024 Class A Common Stock 241,210 $8.84 Direct F1, F9
transaction ALMS Stock Option (Right to Buy) Award $0 +241,210 $0.000000 241,210 01 Jul 2024 Common Stock 241,210 $8.84 Direct F1, F9
transaction ALMS Stock Option (Right to Buy) Disposed to Issuer $0 -478,288 -100% $0.000000* 0 01 Jul 2024 Class A Common Stock 478,288 $10.20 Direct F1, F10
transaction ALMS Stock Option (Right to Buy) Award $0 +478,288 $0.000000 478,288 01 Jul 2024 Common Stock 478,288 $10.20 Direct F1, F10
transaction ALMS Stock Option (Right to Buy) Disposed to Issuer $0 -245,989 -100% $0.000000* 0 01 Jul 2024 Class A Common Stock 245,989 $13.33 Direct F1, F11
transaction ALMS Stock Option (Right to Buy) Award $0 +245,989 $0.000000 245,989 01 Jul 2024 Common Stock 245,989 $13.33 Direct F1, F11
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.
F2 Shares are held directly by Martin Babler revocable trust UAD October 25, 2006, for which Reporting Person serves as a trustee.
F3 25% of the shares underlying this option vest on June 21, 2025, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.
F4 25% of the shares underlying this option vested on September 15, 2022, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date. This option was originally granted in the amount of 3,000,000 shares and was subsequently partially exercised for 1,219,513 shares on October 22, 2021.
F5 25% of the shares underlying this option vested on January 27, 2023, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date.
F6 33% of the shares underlying this option vested on January 27, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 48 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date.
F7 25% of the shares underlying this option vested on May 22, 2024, and the remaining shares vest n equal monthly installments thereafter over the following 36 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date.
F8 25% of the shares underlying this option vest on October 9, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date.
F9 25% of the shares underlying this option vest on March 29, 2025, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date.
F10 The option vests in three equal installments, subject to the Issuer's satisfaction of certain performance criteria on each of May 6, 2028, May 6, 2029 and May 6, 2030, and subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.
F11 25% of the shares underlying this option vest on June 6, 2025, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.