Martin Babler - Jun 27, 2024 Form 3 Insider Report for ALUMIS INC. (ALMS)

Role
President, CEO and Chairman, Director
Signature
/s/ Sara Klein, Attorney-in-Fact
Stock symbol
ALMS
Transactions as of
Jun 27, 2024
Transactions value $
$0
Form type
3
Date filed
6/27/2024, 04:02 PM
Previous filing
Jun 18, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ALMS Class A Common Stock 90.8K Jun 27, 2024 By Trust F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ALMS Stock Option (Right to Buy) Jun 27, 2024 Class A Common Stock 381K $3.84 Direct F2
holding ALMS Stock Option (Right to Buy) Jun 27, 2024 Class A Common Stock 107K $8.84 Direct F3
holding ALMS Stock Option (Right to Buy) Jun 27, 2024 Class A Common Stock 535K $8.84 Direct F4
holding ALMS Stock Option (Right to Buy) Jun 27, 2024 Class A Common Stock 263K $8.84 Direct F5
holding ALMS Stock Option (Right to Buy) Jun 27, 2024 Class A Common Stock 107K $8.84 Direct F6
holding ALMS Stock Option (Right to Buy) Jun 27, 2024 Class A Common Stock 241K $8.84 Direct F7
holding ALMS Stock Option (Right to Buy) Jun 27, 2024 Class A Common Stock 478K $10.20 Direct F8
holding ALMS Stock Option (Right to Buy) Jun 27, 2024 Class A Common Stock 246K $13.13 Direct F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares are held directly by Martin Babler revocable trust UAD October 25, 2006, for which Reporting Person serves as a trustee.
F2 25% of the shares underlying this option vested on September 15, 2022, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date. This option was originally granted in the amount of 3,000,000 shares and was subsequently partially exercised for 1,219,513 shares on October 22, 2021.
F3 25% of the shares underlying this option vested on January 27, 2023, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.
F4 33% of the shares underlying this option vested on January 27, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 48 months, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.
F5 25% of the shares underlying this option vested on May 22, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.
F6 25% of the shares underlying this option vest on October 9, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.
F7 25% of the shares underlying this option vest on March 29, 2025, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.
F8 The option vests in three equal installments, subject to the Issuer's satisfaction of certain performance criteria on each of May 6, 2028, May 6, 2029 and May 6, 2030, and subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.
F9 25% of the shares underlying this option vest on June 6, 2025, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.