Martin Babler - 27 Jun 2024 Form 3 Insider Report for ALUMIS INC. (ALMS)

Signature
/s/ Sara Klein, Attorney-in-Fact
Issuer symbol
ALMS
Transactions as of
27 Jun 2024
Net transactions value
$0
Form type
3
Filing time
27 Jun 2024, 16:02:44 UTC
Previous filing
18 Jun 2024
Next filing
05 Feb 2025

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ALMS Class A Common Stock 90,804 27 Jun 2024 By Trust F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ALMS Stock Option (Right to Buy) 27 Jun 2024 Class A Common Stock 380,852 $3.84 Direct F2
holding ALMS Stock Option (Right to Buy) 27 Jun 2024 Class A Common Stock 106,951 $8.84 Direct F3
holding ALMS Stock Option (Right to Buy) 27 Jun 2024 Class A Common Stock 534,759 $8.84 Direct F4
holding ALMS Stock Option (Right to Buy) 27 Jun 2024 Class A Common Stock 263,101 $8.84 Direct F5
holding ALMS Stock Option (Right to Buy) 27 Jun 2024 Class A Common Stock 107,028 $8.84 Direct F6
holding ALMS Stock Option (Right to Buy) 27 Jun 2024 Class A Common Stock 241,210 $8.84 Direct F7
holding ALMS Stock Option (Right to Buy) 27 Jun 2024 Class A Common Stock 478,288 $10.20 Direct F8
holding ALMS Stock Option (Right to Buy) 27 Jun 2024 Class A Common Stock 245,989 $13.13 Direct F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares are held directly by Martin Babler revocable trust UAD October 25, 2006, for which Reporting Person serves as a trustee.
F2 25% of the shares underlying this option vested on September 15, 2022, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date. This option was originally granted in the amount of 3,000,000 shares and was subsequently partially exercised for 1,219,513 shares on October 22, 2021.
F3 25% of the shares underlying this option vested on January 27, 2023, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.
F4 33% of the shares underlying this option vested on January 27, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 48 months, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.
F5 25% of the shares underlying this option vested on May 22, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.
F6 25% of the shares underlying this option vest on October 9, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.
F7 25% of the shares underlying this option vest on March 29, 2025, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.
F8 The option vests in three equal installments, subject to the Issuer's satisfaction of certain performance criteria on each of May 6, 2028, May 6, 2029 and May 6, 2030, and subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.
F9 25% of the shares underlying this option vest on June 6, 2025, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.