Jon Kessler - 24 Jun 2024 Form 4 Insider Report for HEALTHEQUITY, INC. (HQY)

Role
PRESIDENT AND CEO, Director
Signature
/s/ Jon Kessler
Issuer symbol
HQY
Transactions as of
24 Jun 2024
Net transactions value
-$4,578,579
Form type
4
Filing time
26 Jun 2024, 16:44:01 UTC
Previous filing
03 Apr 2024
Next filing
18 Sep 2024
SEC
View on sec.gov

Key filing fact

Jon Kessler filed Form 4 for HEALTHEQUITY, INC. (HQY) on 26 Jun 2024.

Key facts

  • This page summarizes Jon Kessler's Form 4 filing for HEALTHEQUITY, INC. (HQY).
  • 6 reported transactions and 6 derivative rows are listed below.
  • Filing timestamp: 26 Jun 2024, 16:44.

Change

  • Previous filing in this sequence was filed on 03 Apr 2024.
  • Current net transaction value: -$4,578,579.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

See Original Filing

Reported transactions

HQY transaction

Common Stock

Sale

Transaction value
$2,242,262
Shares
-27,124
Change %
-10%
Price
$82.67
Shares after
237,378
Date
24 Jun 2024
Ownership
Direct
Footnotes
F1, F2
HQY transaction

Common Stock

Sale

Transaction value
$435,154
Shares
-5,202
Change %
-2.2%
Price
$83.65
Shares after
232,176
Date
24 Jun 2024
Ownership
Direct
Footnotes
F1, F3
HQY transaction

Common Stock

Sale

Transaction value
$931,627
Shares
-11,270
Change %
-8.9%
Price
$82.66
Shares after
114,965
Date
24 Jun 2024
Ownership
by GKF, LLC
Footnotes
F1, F2, F4, F5
HQY transaction

Common Stock

Sale

Transaction value
$183,949
Shares
-2,199
Change %
-1.9%
Price
$83.65
Shares after
112,766
Date
24 Jun 2024
Ownership
by GKF, LLC
Footnotes
F1, F5, F6
HQY transaction

Common Stock

Sale

Transaction value
$554,547
Shares
-6,675
Change %
-2.9%
Price
$83.08
Shares after
225,501
Date
25 Jun 2024
Ownership
Direct
Footnotes
F1, F7
HQY transaction

Common Stock

Sale

Transaction value
$231,040
Shares
-2,781
Change %
-2.5%
Price
$83.08
Shares after
109,985
Date
25 Jun 2024
Ownership
by GKF, LLC
Footnotes
F1, F5, F7

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

HQY holding Derivative

Stock Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
17,409
Date
24 Jun 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
17,409
Exercise price
$41.28
Footnotes
F8
HQY holding Derivative

Stock Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
23,929
Date
24 Jun 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
23,929
Exercise price
$61.72
Footnotes
F8
HQY holding Derivative

Stock Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
38,343
Date
24 Jun 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
38,343
Exercise price
$73.61
Footnotes
F8
HQY holding Derivative

Stock Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
34,820
Date
24 Jun 2024
Ownership
by GKF, LLC
Underlying class
Common Stock
Underlying amount
34,820
Exercise price
$41.28
Footnotes
F5, F8
HQY holding Derivative

Stock Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
23,930
Date
24 Jun 2024
Ownership
by GKF, LLC
Underlying class
Common Stock
Underlying amount
23,930
Exercise price
$61.72
Footnotes
F5, F8
HQY holding Derivative

Stock Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
12,782
Date
24 Jun 2024
Ownership
by GKF, LLC
Underlying class
Common Stock
Underlying amount
12,782
Exercise price
$73.61
Footnotes
F5, F8
An asterisk next to the price means the reported price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 25, 2024.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.28 to $83.25, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2,3,6 and 7) of this Form 4.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.29 to $84.14, inclusive.
F4 Corrects an overstatement of shares held by the reporting person in the reporting person's most recent Form 4.
F5 These securities are held by the GKF, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F6 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.28 to $84.14, inclusive.
F7 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.66 to $83.59, inclusive.
F8 The option is immediately exercisable.
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