Sigal Zarmi - 20 Jun 2024 Form 4 Insider Report for HashiCorp, Inc. (HCP)

Role
Director
Signature
/s/ Paul Warenski, by power of attorney
Issuer symbol
HCP
Transactions as of
20 Jun 2024
Transactions value $
-$32,760
Form type
4
Filing time
24 Jun 2024, 17:05:35 UTC
Previous filing
10 Jun 2024
Next filing
27 Jun 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HCP Class A Common Stock Options Exercise +530 +1.4% 38.5K 20 Jun 2024 Direct F1
transaction HCP Class A Common Stock Sale -$32.8K -975 -2.53% $33.60 37.5K 20 Jun 2024 Direct F2
transaction HCP Class A Common Stock Conversion of derivative security +3.13K +8.32% 40.7K 21 Jun 2024 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HCP Restricted Stock Units Options Exercise $0 -530 -33.31% $0.00 1.06K 20 Jun 2024 Class A Common Stock 530 Direct F1, F4
transaction HCP Restricted Stock Units Options Exercise $0 -3.13K -25% $0.00 9.38K 20 Jun 2024 Class B Common Stock 3.13K Direct F3, F5
transaction HCP Class B Common Stock Options Exercise $0 +3.13K $0.00 3.13K 20 Jun 2024 Class A Common Stock 3.13K Direct F3
transaction HCP Class B Common Stock Conversion of derivative security $0 -3.13K -100% $0.00* 0 21 Jun 2024 Class A Common Stock 3.13K Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock.
F2 The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 17, 2023.
F3 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F4 The remaining RSUs vest in two equal quarterly installments beginning on September 20, 2024.
F5 The remaining RSUs vest in three equal quarterly installments beginning on September 20, 2024.