Edward Y. Abbo - Jun 13, 2024 Form 4 Insider Report for C3.ai, Inc. (AI)

Role: President and CTO
Signature: /s/ Eric Jensen, Attorney-in-Fact
Stock symbol: AI
Transactions as of: Jun 13, 2024
Transactions value $: -$1,627,923
Form type: 4
Date filed: 6/17/2024, 07:57 PM
Previous filing: Jun 11, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AI	Class A Common Stock	Award	$0	+18K	+2.36%	$0.00	783K	Jun 13, 2024	Direct	F1
transaction	AI	Class A Common Stock	Tax liability	-$302K	-9.91K	-1.27%	$30.49	774K	Jun 13, 2024	Direct
transaction	AI	Class A Common Stock	Options Exercise		+83.1K	+10.74%		857K	Jun 15, 2024	Direct	F2
transaction	AI	Class A Common Stock	Tax liability	-$1.33M	-45.7K	-5.33%	$29.04	811K	Jun 15, 2024	Direct
holding	AI	Class A Common Stock						150K	Jun 13, 2024	See Footnote	F3
holding	AI	Class A Common Stock						150K	Jun 13, 2024	See Footnote	F4
holding	AI	Class A Common Stock						150K	Jun 13, 2024	See Footnote	F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	AI	Restricted Stock Units	Options Exercise	$0	-8.07K	-100%	$0.00^*	0	Jun 15, 2024	Class A Common Stock	8.07K		Direct	F2, F6
transaction	AI	Restricted Stock Units	Options Exercise	$0	-75K	-11.11%	$0.00	600K	Jun 15, 2024	Class A Common Stock	75K		Direct	F2, F7

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs are fully vested.
F2	Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.
F3	The shares are held by the Abbo 2012 Children's Trust FBO Casey Cecile Abbo, of which the Reporting Person is trustee.
F4	The shares are held by the Abbo 2012 Children's Trust FBO Dana Lauren Abbo, of which the Reporting Person is trustee.
F5	The shares are held by the Abbo 2012 Children's Trust FBO Layla Grace Abbo, of which the Reporting Person is trustee.
F6	12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.
F7	6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.