Mortimer Berkowitz III - Jun 12, 2024 Form 4 Insider Report for Alphatec Holdings, Inc. (ATEC)

Role
Director
Signature
/s/ Tyson E. Marshall, Attorney-in-Fact
Stock symbol
ATEC
Transactions as of
Jun 12, 2024
Transactions value $
$0
Form type
4
Date filed
6/14/2024, 04:30 PM
Previous filing
Jun 21, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ATEC Common Stock Award $0 +16.7K +2.58% $0.00 665K Jun 12, 2024 Direct F1
holding ATEC Common Stock 24.8K Jun 12, 2024 By Spouse F2
holding ATEC Common Stock 147K Jun 12, 2024 By the Charlotte G. Berkowitz 2016 Trust F2, F3
holding ATEC Common Stock 147K Jun 12, 2024 By the Thomas G. Berkowitz 2016 Trust F2, F3
holding ATEC Common Stock 147K Jun 12, 2024 By the Hayward M. Berkowitz 2016 Trust F2, F3
holding ATEC Common Stock 147K Jun 12, 2024 By the William W. Berkowitz 2016 Trust F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On June 12, 2024, issuer granted to the reporting person 16,747 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. The restricted stock units vest on the earlier of (a) the next annual meeting of stockholders and (b) the death or resignation of the reporting person. In the event of death or resignation of the reporting person, the grant will vest pro-rata based on the number of actual days served by the reporting person from the time of the grant to such death or resignation, divided by 365.
F2 The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.
F3 As one of two trustees of the identified trust, the reporting person may be deemed to be the beneficial owner of these shares.