Eric P. Lefkofsky - Jun 13, 2024 Form 3 Insider Report for Tempus AI, Inc. (TEM)

Role
CEO and Chairman, Director, 10%+ Owner
Signature
/s/ Erik Phelps, Attorney-in-Fact for Eric P. Lefkofsky
Stock symbol
TEM
Transactions as of
Jun 13, 2024
Transactions value $
$0
Form type
3
Date filed
6/13/2024, 06:43 PM
Previous filing
May 15, 2024
Next filing
Jun 20, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding TEM Class A Common Stock 19.9M Jun 13, 2024 By Blue Media, LLC F1
holding TEM Class A Common Stock 8.63M Jun 13, 2024 By Gray Media, LLC F1
holding TEM Non-Voting Common Stock 1.4M Jun 13, 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding TEM Series B-2 Preferred Stock Jun 13, 2024 Class A Common Stock 1.75M By Blue Media, LLC F1, F3
holding TEM Series G-3 Preferred Stock Jun 13, 2024 Class A Common Stock 99K By Blue Media, LLC F1, F3
holding TEM Series B Preferred Stock Jun 13, 2024 Class B Common Stock 178K By Black Media, LLC F1, F4
holding TEM Series A Preferred Stock Jun 13, 2024 Class A Common Stock 2.28M By Innovation Group Investors, L.P. - 2011 Series F3, F5
holding TEM Series D Preferred Stock Jun 13, 2024 Class A Common Stock 406K By Innovation Group Investors, L.P. - 2011 Series F3, F4, F5
holding TEM Series G Preferred Stock Jun 13, 2024 Class A Common Stock 99.3K By Innovation Group Investors, L.P. - 2011 Series F3, F5
holding TEM Series A Preferred Stock Jun 13, 2024 Class A Common Stock 146K By Innovation Group Investors, L.P. - Series 1B F3, F5
holding TEM Series A Preferred Stock Jun 13, 2024 Class A Common Stock 248K By Lightbank Investments 1B, LLC F1, F3
holding TEM Series A Preferred Stock Jun 13, 2024 Class A Common Stock 1.6M By Tempus Series A Investments, LLC F1, F3
holding TEM Series B Preferred Stock Jun 13, 2024 Class B Common Stock 5.2M By Tempus Series B Investments, LLC F1, F4
holding TEM Series B-1 Preferred Stock Jun 13, 2024 Class A Common Stock 1.5M By Tempus Series B-1 Investments, LLC F1, F3
holding TEM Series B-2 Preferred Stock Jun 13, 2024 Class A Common Stock 2.11M By Tempus Series B-2 Investments, LLC F1, F3
holding TEM Series C Preferred Stock Jun 13, 2024 Class A Common Stock 3.91M By Tempus Series C Investments, LLC F1, F3
holding TEM Series D Preferred Stock Jun 13, 2024 Class A Common Stock 2.13M By Tempus Series D Investments, LLC F1, F3
holding TEM Series E Preferred Stock Jun 13, 2024 Class A Common Stock 249K By Tempus Series E Investments, LLC F1, F3
holding TEM Series G Preferred Stock Jun 13, 2024 Class A Common Stock 321K By Tempus Series G Investments, LLC F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person is the sole manager of each of Blue Media, LLC, Gray Media, LLC, Black Media, LLC, Lightbank Investments 1B, Tempus Series A Investments, LLC, Tempus Series B Investments, LLC, Tempus Series B-1 Investments, LLC, Tempus Series B-2 Investments, LLC, Tempus Series C Investments, LLC, Tempus Series D Investments, LLC, Tempus Series E Investments, LLC and Tempus Series G Investments, LLC.
F2 Each share of Non-Voting Common Stock shall be automatically converted into one share of Class A Common Stock upon the closing of the Issuer's initial public offering of Class A Common Stock.
F3 Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series G Preferred Stock, Series G-3 Preferred Stock is convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, has no expiration date and will automatically convert into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.
F4 Each share of Series B Preferred Stock is convertible at any time, at the holder's election, into Class B Common Stock, on a one-for-one basis, has no expiration date and will automatically convert into shares of Class B Common Stock upon the closing of the Issuer's initial public offering.
F5 The Reporting Person is the manager of the general partner of Innovation Group Investors, L.P. - 2011 Series and Innovation Group Investors, L.P. - Series 1B.