Eric Paul Lefkofsky - 13 Jun 2024 Form 3 Insider Report for Tempus AI, Inc. (TEM)

Role: CEO and Chairman, Director, 10%+ Owner
Signature: /s/ Erik Phelps, Attorney-in-Fact for Eric P. Lefkofsky
Issuer symbol: TEM
Transactions as of: 13 Jun 2024
Net transactions value: $0
Form type: 3
Filing time: 13 Jun 2024, 18:43:52 UTC
Previous filing: 15 May 2024
Next filing: 20 Jun 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	TEM	Class A Common Stock						19,934,361	13 Jun 2024	By Blue Media, LLC	F1
holding	TEM	Class A Common Stock						8,625,000	13 Jun 2024	By Gray Media, LLC	F1
holding	TEM	Non-Voting Common Stock						1,400,000	13 Jun 2024	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	TEM	Series B-2 Preferred Stock							13 Jun 2024	Class A Common Stock	1,746,323		By Blue Media, LLC	F1, F3
holding	TEM	Series G-3 Preferred Stock							13 Jun 2024	Class A Common Stock	98,964		By Blue Media, LLC	F1, F3
holding	TEM	Series B Preferred Stock							13 Jun 2024	Class B Common Stock	178,485		By Black Media, LLC	F1, F4
holding	TEM	Series A Preferred Stock							13 Jun 2024	Class A Common Stock	2,283,991		By Innovation Group Investors, L.P. - 2011 Series	F3, F5
holding	TEM	Series D Preferred Stock							13 Jun 2024	Class A Common Stock	406,090		By Innovation Group Investors, L.P. - 2011 Series	F3, F4, F5
holding	TEM	Series G Preferred Stock							13 Jun 2024	Class A Common Stock	99,255		By Innovation Group Investors, L.P. - 2011 Series	F3, F5
holding	TEM	Series A Preferred Stock							13 Jun 2024	Class A Common Stock	145,875		By Innovation Group Investors, L.P. - Series 1B	F3, F5
holding	TEM	Series A Preferred Stock							13 Jun 2024	Class A Common Stock	248,476		By Lightbank Investments 1B, LLC	F1, F3
holding	TEM	Series A Preferred Stock							13 Jun 2024	Class A Common Stock	1,603,279		By Tempus Series A Investments, LLC	F1, F3
holding	TEM	Series B Preferred Stock							13 Jun 2024	Class B Common Stock	5,196,414		By Tempus Series B Investments, LLC	F1, F4
holding	TEM	Series B-1 Preferred Stock							13 Jun 2024	Class A Common Stock	1,500,071		By Tempus Series B-1 Investments, LLC	F1, F3
holding	TEM	Series B-2 Preferred Stock							13 Jun 2024	Class A Common Stock	2,111,415		By Tempus Series B-2 Investments, LLC	F1, F3
holding	TEM	Series C Preferred Stock							13 Jun 2024	Class A Common Stock	3,911,762		By Tempus Series C Investments, LLC	F1, F3
holding	TEM	Series D Preferred Stock							13 Jun 2024	Class A Common Stock	2,133,583		By Tempus Series D Investments, LLC	F1, F3
holding	TEM	Series E Preferred Stock							13 Jun 2024	Class A Common Stock	248,512		By Tempus Series E Investments, LLC	F1, F3
holding	TEM	Series G Preferred Stock							13 Jun 2024	Class A Common Stock	321,008		By Tempus Series G Investments, LLC	F1, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The Reporting Person is the sole manager of each of Blue Media, LLC, Gray Media, LLC, Black Media, LLC, Lightbank Investments 1B, Tempus Series A Investments, LLC, Tempus Series B Investments, LLC, Tempus Series B-1 Investments, LLC, Tempus Series B-2 Investments, LLC, Tempus Series C Investments, LLC, Tempus Series D Investments, LLC, Tempus Series E Investments, LLC and Tempus Series G Investments, LLC.
F2	Each share of Non-Voting Common Stock shall be automatically converted into one share of Class A Common Stock upon the closing of the Issuer's initial public offering of Class A Common Stock.
F3	Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series G Preferred Stock, Series G-3 Preferred Stock is convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, has no expiration date and will automatically convert into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.
F4	Each share of Series B Preferred Stock is convertible at any time, at the holder's election, into Class B Common Stock, on a one-for-one basis, has no expiration date and will automatically convert into shares of Class B Common Stock upon the closing of the Issuer's initial public offering.
F5	The Reporting Person is the manager of the general partner of Innovation Group Investors, L.P. - 2011 Series and Innovation Group Investors, L.P. - Series 1B.