Andrew Von Eschenbach - Jun 3, 2024 Form 4 Insider Report for TriSalus Life Sciences, Inc. (TLSI)

Role
Director
Signature
/s/ Sean Murphy, Attorney-in-Fact for Andrew von Eschenbach
Stock symbol
TLSI
Transactions as of
Jun 3, 2024
Transactions value $
$0
Form type
4
Date filed
6/5/2024, 05:34 PM
Previous filing
Aug 14, 2023
Next filing
Aug 6, 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TLSI Stock Option (right to buy) Gift $0 -35K -100% $0.00* 0 Jun 3, 2024 Common Stock 35K $11.34 Direct F1, F2
transaction TLSI Stock Option (right to buy) Gift $0 +35K $0.00 35K Jun 3, 2024 Common Stock 35K $11.34 The Vons Living Trust U/T/A 4/3/2024 dated 4/3/2024 F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person transferred this option to The Vons Living Trust U/T/A 4/3/2024 dated 4/3/2024, Andrew von Eschenbach and Madelyn Giancaterino von Eschenbach, Co-Trustees (the "Trust") for no consideration. The Reporting Person and his spouse are co-trustees of the Trust, and the Reporting Person is the sole beneficiary of the Trust. The Reporting Person remains the beneficial owner of the securities held by the Trust.
F2 The shares subject to this stock option vest in three equal annual installments from the vesting commencement date of August 10, 2023, subject to the Reporting Person's continued service with the Issuer on each respective vesting date.