| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PLTR | Class A Common Stock | Sale | -$134M | -6.29M | -8.88% | $21.33 | 64.5M | May 8, 2024 | See Footnote | F1, F2, F3 |
| transaction | PLTR | Class A Common Stock | Sale | -$35.5M | -1.67M | -2.59% | $21.26 | 62.9M | May 9, 2024 | See Footnote | F1, F3, F4 |
| transaction | PLTR | Class A Common Stock | Sale | -$104M | -5M | -24.12% | $20.78 | 15.7M | May 10, 2024 | See Footnote | F1, F5, F6 |
| holding | PLTR | Class A Common Stock | 20.8M | May 8, 2024 | See Footnote | F7, F8 | |||||
| holding | PLTR | Class A Common Stock | 53.5K | May 8, 2024 | See Footnote | F7, F9 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | The sales reported on this Form 4 were effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the holder on December 12, 2023. |
| F2 | This transaction was executed in multiple trades at prices ranging from $21.07 to $21.71. The price above reflects the weighted average sale price. The Reporting Person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| F3 | These shares are held of record by Rivendell 7 LLC, of which the Reporting Person is the sole beneficial owner. The Reporting Person has beneficial ownership over the securities held by Rivendell 7 LLC. |
| F4 | This transaction was executed in multiple trades at prices ranging from $20.96 to $21.57. The price above reflects the weighted average sale price. The Reporting Person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| F5 | This transaction was executed in multiple trades at prices ranging from $20.51 to $21.34 . The price above reflects the weighted average sale price. The Reporting Person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| F6 | These shares are held of record by STS Holdings II LLC, of which the Reporting Person is the sole beneficial owner. The Reporting Person has beneficial ownership over the securities held by STS Holdings II LLC. |
| F7 | These shares were not subject to a particular transaction during the dates covered by this Form 4 and are listed here to disclose the Reporting Person's holdings as required by Securities and Exchange Commission rules. |
| F8 | These shares are held of record by PLTR Holdings LLC, of which the Reporting Person is the sole beneficial owner. The Reporting Person has beneficial ownership over the securities held by PLTR Holdings LLC. |
| F9 | These shares are held of record by Rivendell 25 LLC, of which the Reporting Person is the sole beneficial owner. The Reporting Person has beneficial ownership over the securities held by Rivendell 25 LLC. |
This Form 4 has been compiled based on applicable requirements to reflect the specific transactions described herein and is not intended to disclose or describe all shares and/or other equity securities owned or beneficially held by the Reporting Person. For additional details regarding the Reporting Person's overall stock and equity holdings, please see the Issuer's Proxy Statement filed with the Securities and Exchange Commission on April 26, 2024, including under the heading "Security Ownership Of Certain Beneficial Owners And Management," as well as the Reporting Person's Statement on Schedule 13G with respect to the Issuer originally filed with the Securities and Exchange Commission on February 16, 2021, as amended and restated from time to time (in each case, subject to the definitions, explanations, and time periods described therein).