Valerie D. Kramer - May 1, 2024 Form 3 Insider Report for National Bank Holdings Corp (NBHC)

Signature
Angela N. Petrucci as Attorney-in-Fact
Stock symbol
NBHC
Transactions as of
May 1, 2024
Transactions value $
$0
Form type
3
Date filed
5/10/2024, 04:28 PM
Next filing
Aug 15, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding NBHC Common Stock 10.4K May 1, 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NBHC Employee Stock Option (Right to Buy) May 1, 2024 Common Stock 678 $32.65 Direct F2
holding NBHC Employee Stock Option (Right to Buy) May 1, 2024 Common Stock 597 $34.90 Direct F3
holding NBHC Employee Stock Option (Right to Buy) May 1, 2024 Common Stock 953 $34.08 Direct F4
holding NBHC Employee Stock Option (Right to Buy) May 1, 2024 Common Stock 1.21K $35.51 Direct F5
holding NBHC Employee Stock Option (Right to Buy) May 1, 2024 Common Stock 725 $23.10 Direct F6
holding NBHC Employee Stock Option (Right to Buy) May 1, 2024 Common Stock 552 $40.16 Direct F7
holding NBHC Employee Stock Option (Right to Buy) May 1, 2024 Common Stock 2.44K $40.83 Direct F8
holding NBHC Employee Stock Option (Right to Buy) May 1, 2024 Common Stock 3.33K $33.46 Direct F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Total includes 323 shares of unvested restricted stock granted under the NBHC 2014 Omnibus Incentive Plan, which are scheduled to vest on April 28, 2025. Total also includes 2,954 shares of unvested restricted stock granted under the NBHC 2023 Omnibus Incentive Plan, which are scheduled to vest as follows: (i) 1,134 will vest on April 28, 2025; (ii) 1,134 will vest on April 28, 2026; and (iii) 686 will vest on April 28, 2027. Vesting of shares under all restricted stock awards is contingent upon continued employment.
F2 Granted under the NBHC 2014 Omnibus Incentive Plan. Stock option award is time vesting, with the first installment having vested on April 28, 2019, the second installment having vested on April 28, 2020, and the third installment having vested on April 28, 2021.
F3 Granted under the NBHC 2014 Omnibus Incentive Plan. Stock option award is time vesting, with the first installment having vested on October 1, 2019, the second installment having vested on October 1, 2020, and the third installment having vested on October 1, 2021.
F4 Granted under the NBHC 2014 Omnibus Incentive Plan. Stock option award is time vesting, with the first installment having vested on April 28, 2020, the second installment having vested on April 28, 2021, and the third installment having vested on April 28, 2022.
F5 Granted under the NBHC 2014 Omnibus Incentive Plan. Stock option award is time vesting, with the first installment having vested on October 1, 2020, the second installment having vested on October 1, 2021, and the third installment having vested on October 1, 2022.
F6 Granted under the NBHC 2014 Omnibus Incentive Plan. Stock option award is time vesting and represents the third installment of the applicable stock option award, which vested on April 28, 2023.
F7 Granted under the NBHC 2014 Omnibus Incentive Plan. Stock option award is time vesting and represents the first and second installments of the applicable stock option award, which vested on April 28, 2022 and April 28, 2023, respectively.
F8 Granted under the NBHC 2014 Omnibus Incentive Plan. Stock option award is time vesting, with the first installment having vested on April 28, 2023, the second installment having vested on April 28, 2024, and the third installment vesting on April 28, 2025.
F9 Granted under the NBHC 2023 Omnibus Incentive Plan. Stock option award is time vesting, with the first installment having vested on April 28, 2024, the second installment vesting on April 28, 2025, and the third installment vesting on April 28, 2026.