Laura Espeseth - Apr 26, 2024 Form 3 Insider Report for Bridgewater Bancshares Inc (BWB)

Role
Chief Accounting Officer
Signature
/s/ Ben Klocke, Attorney-in-Fact
Stock symbol
BWB
Transactions as of
Apr 26, 2024
Transactions value $
$0
Form type
3
Date filed
5/3/2024, 04:38 PM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding BWB Common Stock 16.7K Apr 26, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding BWB Option to buy Apr 26, 2024 Common Stock 2K $7.47 Direct F1, F2
holding BWB Option to buy Apr 26, 2024 Common Stock 35K $12.86 Direct F1, F3
holding BWB Option to buy Apr 26, 2024 Common Stock 13.7K $10.65 Direct F1, F4
holding BWB Option to buy Apr 26, 2024 Common Stock 1.3K $10.65 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Option to buy granted under the 2017 Combined Incentive and Non-Statutory Stock Plan.
F2 Option exercisable in 20% increments on the first five anniversaries of the date of the grant which was 10/1/2017.
F3 Option exercisable in 20% increments on the first five anniversaries of the date of the grant which was 09/1/2018.
F4 Option exercisable in 25% increments on the first four anniversaries of the date of the grant which was 08/01/2023.
F5 Option to buy granted under the 2019 Equity Incentive Plan.