Laura Espeseth - 26 Apr 2024 Form 3 Insider Report for Bridgewater Bancshares Inc (BWB)

Signature
/s/ Ben Klocke, Attorney-in-Fact
Issuer symbol
BWB
Transactions as of
26 Apr 2024
Net transactions value
$0
Form type
3
Filing time
03 May 2024, 16:38:16 UTC
Next filing
05 Dec 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding BWB Common Stock 16,679 26 Apr 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding BWB Option to buy 26 Apr 2024 Common Stock 2,000 $7.47 Direct F1, F2
holding BWB Option to buy 26 Apr 2024 Common Stock 35,000 $12.86 Direct F1, F3
holding BWB Option to buy 26 Apr 2024 Common Stock 13,700 $10.65 Direct F1, F4
holding BWB Option to buy 26 Apr 2024 Common Stock 1,300 $10.65 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Option to buy granted under the 2017 Combined Incentive and Non-Statutory Stock Plan.
F2 Option exercisable in 20% increments on the first five anniversaries of the date of the grant which was 10/1/2017.
F3 Option exercisable in 20% increments on the first five anniversaries of the date of the grant which was 09/1/2018.
F4 Option exercisable in 25% increments on the first four anniversaries of the date of the grant which was 08/01/2023.
F5 Option to buy granted under the 2019 Equity Incentive Plan.