William H. Carson - 01 May 2024 Form 4 Insider Report for Annexon, Inc. (ANNX)

Role: Director
Signature: /s/ Jennifer Lew, Attorney-in-Fact
Issuer symbol: ANNX
Transactions as of: 01 May 2024
Net transactions value: +$14,982
Form type: 4
Filing time: 03 May 2024, 16:15:28 UTC
Previous filing: 10 Apr 2024
Next filing: 05 Jun 2024
SEC: View on sec.gov

Key filing fact

William H. Carson filed Form 4 for Annexon, Inc. (ANNX) on 03 May 2024.

Key facts

This page summarizes William H. Carson's Form 4 filing for Annexon, Inc. (ANNX).
1 reported transaction and 0 derivative rows are listed below.
Filing timestamp: 03 May 2024, 16:15.

Change

Previous filing in this sequence was filed on 10 Apr 2024.
Current net transaction value: +$14,982.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

See Original Filing

Transactions Table

ANNX transaction

Common Stock

Purchase

Transaction value: $14,982
Shares: +3,200
Change %: +100%
Price: $4.68
Shares after: 6,400
Date: 01 May 2024
Ownership: Direct
Footnotes: F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id	Content
F1	The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan, adopted January 4, 2024.
F2	This transaction was executed in multiple trades in prices ranging from $4.49 to $4.84, inclusive. The price reported in Column 4 above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Content

The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan, adopted January 4, 2024.

This transaction was executed in multiple trades in prices ranging from $4.49 to $4.84, inclusive. The price reported in Column 4 above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.