Asheem Chandna - 24 Apr 2024 Form 3 Insider Report for Rubrik, Inc. (RBRK)

Role
Director, 10%+ Owner
Signature
/s/ Anne-Kathrin Lalendran, Attorney-in-Fact
Issuer symbol
RBRK
Transactions as of
24 Apr 2024
Net transactions value
$0
Form type
3
Filing time
24 Apr 2024, 16:59:15 UTC
Previous filing
13 Jan 2022
Next filing
01 May 2024
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding RBRK Series B Preferred Stock 24 Apr 2024 Class B Common Stock 11,583,248 By Greylock XIV Limited Partnership F1, F2
holding RBRK Series B Preferred Stock 24 Apr 2024 Class B Common Stock 643,512 By Greylock XIV-A Limited Partnership F1, F3
holding RBRK Series B Preferred Stock 24 Apr 2024 Class B Common Stock 643,512 By Greylock XIV Principals LLC F1, F4
holding RBRK Series C Preferred Stock 24 Apr 2024 Class B Common Stock 1,950,165 By Greylock XIV Limited Partnership F1, F2
holding RBRK Series C Preferred Stock 24 Apr 2024 Class B Common Stock 108,342 By Greylock XIV-A Limited Partnership F1, F3
holding RBRK Series C Preferred Stock 24 Apr 2024 Class B Common Stock 108,342 By Greylock XIV Principals LLC F1, F4
holding RBRK Series D Preferred Stock 24 Apr 2024 Class B Common Stock 3,417,116 By Greylock XIV Limited Partnership F1, F2
holding RBRK Series D Preferred Stock 24 Apr 2024 Class B Common Stock 189,840 By Greylock XIV-A Limited Partnership F1, F3
holding RBRK Series D Preferred Stock 24 Apr 2024 Class B Common Stock 189,840 By Greylock XIV Principals LLC F1, F4
holding RBRK Series E Preferred Stock 24 Apr 2024 Class B Common Stock 955,260 By Greylock XIV Limited Partnership F1, F2
holding RBRK Series E Preferred Stock 24 Apr 2024 Class B Common Stock 53,070 By Greylock XIV-A Limited Partnership F1, F3
holding RBRK Series E Preferred Stock 24 Apr 2024 Class B Common Stock 53,070 By Greylock XIV Principals LLC F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock each is convertible on a one-for-one basis into Class B Common Stock at any time at the holder's election and will convert automatically upon the closing of the Issuer's initial public offering and has no expiration date.
F2 The shares are held of record by Greylock XIV Limited Partnership, or Greylock XIV LP. Greylock XIV GP LLC, or Greylock XIV GP, is the general partner of Greylock XIV LP. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV LP and may be deemed to have indirect beneficial ownership of an indeterminate number of such shares. The Reporting Person is one of the managing members of Greylock XIV GP, and may be deemed to share voting and investment power over the shares held by Greylock XIV LP. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any.
F3 The shares are held of record by Greylock XIV-A Limited Partnership, or Greylock XIV-A LP. Greylock XIV GP is the general partner of Greylock XIV-A LP. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV-A LP and may be deemed to have indirect beneficial ownership of an indeterminate number of such shares. The Reporting Person is one of the managing members of Greylock XIV GP, and may be deemed to share voting and investment power over the shares held by Greylock XIV-A LP. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any.
F4 The shares are held of record by Greylock XIV Principals LLC, or Greylock XIV Principals. Greylock XIV GP is the manager of Greylock XIV Principals. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV Principals and may be deemed to have indirect beneficial ownership of an indeterminate number of such shares. The Reporting Person is one of the managing members of Greylock XIV GP, and may be deemed to share voting and investment power over the shares held by Greylock XIV Principals. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any.

Remarks:

Exhibit 24 Power of Attorney