Luke Roy Swanson - Apr 17, 2024 Form 3 Insider Report for Ibotta, Inc. (IBTA)

Role
CHIEF TECHNOLOGY OFFICER
Signature
/s/ David Shapiro, by power of attorney
Stock symbol
IBTA
Transactions as of
Apr 17, 2024
Transactions value $
$0
Form type
3
Date filed
4/17/2024, 08:26 PM
Next filing
Apr 22, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding IBTA Common Stock 800K Apr 17, 2024 Direct F1, F2
holding IBTA Common Stock 45K Apr 17, 2024 See footnote F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding IBTA Employee Stock Option (Right to Buy) Apr 17, 2024 Common Stock 21.7K $5.05 Direct F1, F4
holding IBTA Employee Stock Option (Right to Buy) Apr 17, 2024 Common Stock 35K $5.35 Direct F1, F4
holding IBTA Employee Stock Option (Right to Buy) Apr 17, 2024 Common Stock 39.3K $12.75 Direct F1, F4
holding IBTA Employee Stock Option (Right to Buy) Apr 17, 2024 Common Stock 50K $8.30 Direct F1, F5
holding IBTA Employee Stock Option (Right to Buy) Apr 17, 2024 Common Stock 71.7K $22.20 Direct F1, F6
holding IBTA Employee Stock Option (Right to Buy) Apr 17, 2024 Common Stock 25K $19.25 Direct F1, F7
holding IBTA Employee Stock Option (Right to Buy) Apr 17, 2024 Common Stock 40K $10.40 Direct F1, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of Common Stock shall be reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.
F2 Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock, subject to the applicable vesting schedule and conditions.
F3 The shares are held by Flat Tops Ventures, LLC, which is 1% owned by the Reporting Person and 99% owned by the Swanson 2021 Irrevocable Trust for the benefit of the Reporting Person's children.
F4 All of the shares subject to the option are fully vested and exercisable as of the date hereof.
F5 1/48th of the shares subject to the option vested on January 8, 2021 and 1/48th of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.
F6 1/48th of the shares subject to the option vested on August 15, 2021 and 1/48th of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.
F7 1/36th of the shares subject to the option vested on February 3, 2022 and 1/36th of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.
F8 1/48th of the shares subject to the option vested on February 16, 2023 and 1/48th of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

Remarks:

Exhibit 24 - Power of Attorney