Tyler Loy - 02 Apr 2024 Form 4 Insider Report for ONE Group Hospitality, Inc. (STKS)

Role
CHIEF FINANCIAL OFFICER
Signature
/s/ Christi Hing, Attorney-in-Fact
Issuer symbol
STKS
Transactions as of
02 Apr 2024
Net transactions value
-$24,745
Form type
4
Filing time
04 Apr 2024, 16:44:22 UTC
Previous filing
02 Jan 2024
Next filing
23 May 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STKS Common Stock Award $0 +12,000 +7.5% $0.000000 171,455 02 Apr 2024 Direct
transaction STKS Common Stock Award $0 +14,179 +8.3% $0.000000 185,634 02 Apr 2024 Direct F1
transaction STKS Common Stock Tax liability $24,745 -6,990 -3.8% $3.54 178,644 03 Apr 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STKS Stock Option (right to buy) Award $0 +14,209 $0.000000 14,209 02 Apr 2024 Common Stock 14,209 $5.73 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a performance-based grant of 14,179 restricted stock units (RSUs) issued under the Issuer's 2019 Equity Incentive Plan. The performance-based RSUs may be earned at any time prior to the third anniversary of the grant date based on attaining a 15% year-over-year increase in compounded annual growth rate in the volume-weighted average price of the Company's stock.
F2 Reflects shares withheld on tax liability upon the vesting of 14,117 restricted stock units.