| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GKOS | Common Stock | Tax liability | -$183K | -1.96K | -1.89% | $93.10 | 102K | Apr 1, 2024 | Direct | F1, F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GKOS | Stock Option (Right to Buy) | Award | $0 | +13.7K | +100% | $0.00 | 27.4K | Apr 1, 2024 | Common Stock | 13.7K | $55.18 | Direct | F3 |
| Id | Content |
|---|---|
| F1 | Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 18, 2021. |
| F2 | Includes 76,419 restricted stock units that have not yet vested or been delivered to the Reporting Person. |
| F3 | Represents a portion of an option to purchase shares of common stock previously granted by the Issuer to the Reporting Person on March 24, 2022 in connection with his promotion to President and Chief Operating Officer, the vesting of which was subject to the Issuer's achievement of certain multi-year performance goals. The Compensation, Nominating & Governance Committee determined on April 1, 2024 the level of achievement for the second year of the multi-year performance period. The number of shares of common stock subject to the stock option reported herein consists of the portion of the shares subject to the stock option that vested with respect to 100% of the second-year performance goal. |