Key facts
- This page summarizes Joseph E. Gilliam's Form 4 filing for GLAUKOS Corp (GKOS).
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 03 Apr 2024, 20:26.
Joseph E. Gilliam - 01 Apr 2024 Form 4 Insider Report for GLAUKOS Corp (GKOS)
- Reporting relationship
- PRESIDENT & COO
- Issuer ticker
- GKOS
- Reported as of
- 01 Apr 2024
- Net transaction value
- -$182,848
- SEC form
- 4
- Accepted by SEC
- 03 Apr 2024, 20:26:13 UTC
- Prior SEC filing
- 01 Apr 2024
- Next SEC filing
- 05 Apr 2024
- Source filing
- View source filing
- Reporting owner signature
- Diana Scherer, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Joseph E. Gilliam filed Form 4 for GLAUKOS Corp (GKOS) on 03 Apr 2024.
Change
- Previous filing in this sequence was filed on 01 Apr 2024.
- Current net transaction value: -$182,848.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
GKOS
transaction
Common Stock
Tax liability
- Transaction value
- $182,848
- Shares
- -1,964
- Change %
- -1.9%
- Price
- $93.10
- Shares after
- 101,845
- Date
- 01 Apr 2024
- Ownership
- Direct
- Footnotes
- F1, F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
GKOS
transaction
Derivative
Stock Option (Right to Buy)
Award
- Transaction value
- $0
- Shares
- +13,721
- Change %
- +100%
- Price
- $0.000000
- Shares after
- 27,442
- Date
- 01 Apr 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 13,721
- Exercise price
- $55.18
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 18, 2021.
Footnote F2
Includes 76,419 restricted stock units that have not yet vested or been delivered to the Reporting Person.
Footnote F3
Represents a portion of an option to purchase shares of common stock previously granted by the Issuer to the Reporting Person on March 24, 2022 in connection with his promotion to President and Chief Operating Officer, the vesting of which was subject to the Issuer's achievement of certain multi-year performance goals. The Compensation, Nominating & Governance Committee determined on April 1, 2024 the level of achievement for the second year of the multi-year performance period. The number of shares of common stock subject to the stock option reported herein consists of the portion of the shares subject to the stock option that vested with respect to 100% of the second-year performance goal.