Key facts
- This page summarizes Patrick F. Smith's Form 4 filing for Certara, Inc. (CERT).
- 8 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 03 Apr 2024, 17:07.
Patrick F. Smith - 01 Apr 2024 Form 4 Insider Report for Certara, Inc. (CERT)
- Reporting relationship
- PRESIDENT, DRUG DEV SOLUTIONS
- Issuer ticker
- CERT
- Reported as of
- 01 Apr 2024
- Net transaction value
- -$124,355
- SEC form
- 4
- Accepted by SEC
- 03 Apr 2024, 17:07:42 UTC
- Prior SEC filing
- 21 Feb 2024
- Next SEC filing
- 04 Apr 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Richard M. Traynor, as Attorney-in-Fact for Patrick F. Smith
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Patrick F. Smith filed Form 4 for Certara, Inc. (CERT) on 03 Apr 2024.
Change
- Previous filing in this sequence was filed on 21 Feb 2024.
- Current net transaction value: -$124,355.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CERT
transaction
Common Stock
Tax liability
- Transaction value
- $27,392
- Shares
- -1,532
- Change %
- -2.8%
- Price
- $17.88
- Shares after
- 53,443
- Date
- 01 Apr 2024
- Ownership
- Direct
- Footnotes
- F1, F2, F3
CERT
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +8,646
- Change %
- +16%
- Price
- $0.000000
- Shares after
- 62,089
- Date
- 01 Apr 2024
- Ownership
- Direct
- Footnotes
- F4
CERT
transaction
Common Stock
Tax liability
- Transaction value
- $48,866
- Shares
- -2,733
- Change %
- -4.4%
- Price
- $17.88
- Shares after
- 59,356
- Date
- 01 Apr 2024
- Ownership
- Direct
- Footnotes
- F2
CERT
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +7,852
- Change %
- +13%
- Price
- $0.000000
- Shares after
- 67,208
- Date
- 01 Apr 2024
- Ownership
- Direct
- Footnotes
- F5
CERT
transaction
Common Stock
Tax liability
- Transaction value
- $48,097
- Shares
- -2,690
- Change %
- -4%
- Price
- $17.88
- Shares after
- 64,518
- Date
- 01 Apr 2024
- Ownership
- Direct
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
CERT
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -8,646
- Change %
- -50%
- Price
- $0.000000
- Shares after
- 8,647
- Date
- 01 Apr 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 8,646
- Exercise price
- Footnotes
- F4
CERT
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -7,852
- Change %
- -33%
- Price
- $0.000000
- Shares after
- 15,704
- Date
- 01 Apr 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 7,852
- Exercise price
- Footnotes
- F5
CERT
transaction
Derivative
Restricted Stock Units
Award
- Transaction value
- $0
- Shares
- +30,381
- Change %
- Price
- $0.000000
- Shares after
- 30,381
- Date
- 01 Apr 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 30,381
- Exercise price
- Footnotes
- F6
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 6 footnotes
Footnote F1
Each RSU was granted on April 1, 2021, under the Certara, Inc. ("Certara") 2020 Incentive Plan (the "2020 Incentive Plan") and represents the right to receive one share of common stock or the cash equivalent. One-third of the RSUs vested and were settled on April 1, 2022. One-third of the RSUs vested and were settled on March 31, 2023. The remaining one-third of the RSUs vested and were settled on April 1, 2024.
Footnote F2
Represents RSUs of Certara withheld to satisfy tax withholding obligations in connection with the vesting of RSUs described in footnotes, 1, 4, and 5, exempt under Rule 16b-3.
Footnote F3
The total reported in Column 5 includes 4,884 RSUs which was previously reported in Table 1 of Form 4
Footnote F4
Each RSU was granted on April 1, 2022, under the 2020 Incentive Plan and represents a right to receive one share of common stock or the cash equivalent. One-third of the RSUs vested and were settled on March 31, 2023. One-third of the RSUs vested and were settled on April 1, 2024. The remaining one-third of the RSUs are scheduled to vest and settle on April 1, 2025.
Footnote F5
Each RSU was granted on April 1, 2023, under the 2020 Incentive Plan and represents a right to receive one share of common stock or the cash equivalent. One-third of the RSUs vested and were settled on April 1, 2024. The remaining two-thirds of the RSUs are scheduled to vest and settle in equal parts on April 1, 2025 and April 1, 2026.
Footnote F6
Each RSU was granted on April 1, 2024, under the 2020 Incentive Plan and represents a right to receive one share of common stock or the cash equivalent. The RSUs will vest and settle in three equal installments on April 1, 2025, April 1, 2026 and April 1, 2027.