Leif E. Pedersen - 01 Apr 2024 Form 4 Insider Report for Certara, Inc. (CERT)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
03 Apr 2024, 17:03:53 UTC
Prior SEC filing
06 Mar 2024
Next SEC filing
10 Sep 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Richard M. Traynor, as Attorney-in-Fact for Leif E. Pedersen

Key filing fact

Leif E. Pedersen filed Form 4 for Certara, Inc. (CERT) on 03 Apr 2024.

Key facts

  • This page summarizes Leif E. Pedersen's Form 4 filing for Certara, Inc. (CERT).
  • 8 reported transactions and 3 derivative rows are listed below.
  • Accepted by SEC: 03 Apr 2024, 17:03.

Change

  • Previous filing in this sequence was filed on 06 Mar 2024.
  • Current net transaction value: -$106,404.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CERT transaction

Common Stock

Tax liability

Transaction value
$34,562
Shares
-1,933
Change %
-1.4%
Price
$17.88
Shares after
138,448
Date
01 Apr 2024
Ownership
Direct
Footnotes
F1, F2, F3
CERT transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+8,646
Change %
+6.2%
Price
$0.000000
Shares after
147,094
Date
01 Apr 2024
Ownership
Direct
Footnotes
F4
CERT transaction

Common Stock

Tax liability

Transaction value
$37,655
Shares
-2,106
Change %
-1.4%
Price
$17.88
Shares after
144,988
Date
01 Apr 2024
Ownership
Direct
Footnotes
F2
CERT transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+7,852
Change %
+5.4%
Price
$0.000000
Shares after
152,840
Date
01 Apr 2024
Ownership
Direct
Footnotes
F5
CERT transaction

Common Stock

Tax liability

Transaction value
$34,187
Shares
-1,912
Change %
-1.3%
Price
$17.88
Shares after
150,928
Date
01 Apr 2024
Ownership
Direct
Footnotes
F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CERT transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-8,646
Change %
-50%
Price
$0.000000
Shares after
8,647
Date
01 Apr 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
8,646
Exercise price
Footnotes
F4
CERT transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-7,852
Change %
-33%
Price
$0.000000
Shares after
15,704
Date
01 Apr 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
7,852
Exercise price
Footnotes
F5
CERT transaction Derivative

Restricted Stock Units

Award

Transaction value
$0
Shares
+30,381
Change %
Price
$0.000000
Shares after
30,381
Date
01 Apr 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
30,381
Exercise price
Footnotes
F6
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 6 footnotes

Footnote F1

Each RSU was granted on April 1, 2021, under the Certara, Inc. ("Certara") 2020 Incentive Plan (the "2020 Incentive Plan") and represents the right to receive one share of common stock or the cash equivalent. One-third of the RSUs vested and were settled on April 1, 2022. One-third of the RSUs vested and were settled on March 31, 2023. The remaining one-third of the RSUs vested and were settled on April 1, 2024.

Footnote F2

Represents RSUs of Certara withheld to satisfy tax withholding obligations in connection with the vesting of RSUs described in footnotes, 1, 4, and 5, exempt under Rule 16b-3.

Footnote F3

The total reported in Column 5 includes 7,937 RSUs which was previously reported in Table 1 of Form 4.

Footnote F4

Each RSU was granted on April 1, 2022, under the 2020 Incentive Plan and represents a right to receive one share of common stock or the cash equivalent. One-third of the RSUs vested and were settled on March 31, 2023. One-third of the RSUs vested and were settled on April 1, 2024. The remaining one-third of the RSUs are scheduled to vest and settle on April 1, 2025.

Footnote F5

Each RSU was granted on April 1, 2023, under the 2020 Incentive Plan and represents a right to receive one share of common stock or the cash equivalent. One-third of the RSUs vested and were settled on April 1, 2024. The remaining two-thirds of the RSUs are scheduled to vest and settle in equal parts on April 1, 2025 and April 1, 2026.

Footnote F6

Each RSU was granted on April 1, 2024, under the 2020 Incentive Plan and represents a right to receive one share of common stock or the cash equivalent. The RSUs will vest and settle in three equal installments on April 1, 2025, April 1, 2026 and April 1, 2027

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