Key facts
- This page summarizes Jonathan Sheena's Form 4 filing for Natera, Inc. (NTRA).
- 6 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 29 Mar 2024, 21:35.
Jonathan Sheena - 27 Mar 2024 Form 4 Insider Report for Natera, Inc. (NTRA)
- Role
- Director, CO-FOUNDER
- Issuer symbol
- NTRA
- Report date
- 27 Mar 2024
- Net transaction value
- -$130,456
- Form type
- 4
- Accepted by SEC
- 29 Mar 2024, 21:35:30 UTC
- Previous filing
- 08 Mar 2024
- Next filing
- 04 Apr 2024
- SEC filing
- View on sec.gov
- Reporting owner signature
- /s/ Tami Chen, Attorney-in-Fact
Source evidence
5 source fields
Reporting owner
1 detail
Key filing fact
Jonathan Sheena filed Form 4 for Natera, Inc. (NTRA) on 29 Mar 2024.
Change
- Previous filing in this sequence was filed on 08 Mar 2024.
- Current net transaction value: -$130,456.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
See Original Filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
NTRA
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +447
- Change %
- +0.13%
- Price
- Shares after
- 348,178
- Date
- 27 Mar 2024
- Ownership
- Direct
- Footnotes
- F1
NTRA
transaction
Common Stock
Sale
- Transaction value
- $12,116
- Shares
- -134
- Change %
- -0.04%
- Price
- $90.42
- Shares after
- 348,044
- Date
- 28 Mar 2024
- Ownership
- Direct
- Footnotes
- F2
NTRA
transaction
Common Stock
Sale
- Transaction value
- $28,211
- Shares
- -313
- Change %
- -0.09%
- Price
- $90.13
- Shares after
- 347,731
- Date
- 28 Mar 2024
- Ownership
- Direct
- Footnotes
- F3
NTRA
transaction
Common Stock
Sale
- Transaction value
- $45,065
- Shares
- -500
- Change %
- -0.71%
- Price
- $90.13
- Shares after
- 69,582
- Date
- 28 Mar 2024
- Ownership
- By Caraluna 1 Trust
- Footnotes
- F4, F5
NTRA
transaction
Common Stock
Sale
- Transaction value
- $45,065
- Shares
- -500
- Change %
- -0.71%
- Price
- $90.13
- Shares after
- 69,582
- Date
- 28 Mar 2024
- Ownership
- By Caraluna 2 Trust
- Footnotes
- F4, F5
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
NTRA
transaction
Derivative
Restricted Stock Unit
Options Exercise
- Transaction value
- $0
- Shares
- -447
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 27 Mar 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 447
- Exercise price
- Footnotes
- F1, F6
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Rule 10b5-1 trading plan
These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.
Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).
Explanation of responses 6 footnotes
Footnote F1
Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.
Footnote F2
The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs and made pursuant to a written instruction that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act contained in the Reporting Person's Stock Unit Agreement granted on March 27, 2020.
Footnote F3
The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2022.
Footnote F4
The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 13, 2023.
Footnote F5
Held for the benefit of the Reporting Person's minor children. The Reporting Person disclaims beneficial ownership over such securities.
Footnote F6
The RSUs vest over four years. 25% of the RSUs vested on March 27, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter.