Gumer Alvero - Mar 27, 2024 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Role
PRESIDENT-INSURANCE&ANNUITIES
Signature
/s/ Wendy B. Mahling for Gumer Alvero
Stock symbol
AMP
Transactions as of
Mar 27, 2024
Transactions value $
-$1,326,240
Form type
4
Date filed
3/29/2024, 04:04 PM
Previous filing
Feb 26, 2024
Next filing
Nov 4, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMP Common Stock Options Exercise $522K +4.24K +60.55% $123.37* 11.2K Mar 27, 2024 Direct
transaction AMP Common Stock Tax liability -$1.13M -2.58K -23% $436.23 8.65K Mar 27, 2024 Direct
transaction AMP Common Stock Sale -$722K -1.65K -19.11% $437.00 6.99K Mar 27, 2024 Direct
holding AMP Common Stock 1.05K Mar 27, 2024 By 401(k) Plan F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMP Employee Stock Option (right to buy) Options Exercise $0 -4.24K -100% $0.00* 0 Mar 27, 2024 Common Stock 4.24K $123.37 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of March 27, 2024. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
F2 Fully vested.