Dawn M. Brockman - Mar 26, 2024 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Role: SVP AND CONTROLLER
Signature: /s/ Wendy B. Mahling for Dawn M. Brockman
Stock symbol: AMP
Transactions as of: Mar 26, 2024
Transactions value $: -$140,623
Form type: 4
Date filed: 3/28/2024, 04:50 PM
Previous filing: Feb 13, 2024
Next filing: Jul 15, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AMP	Common Stock	Options Exercise	$59.4K	+461	+35.79%	$128.76^*	1.75K	Mar 26, 2024	Direct
transaction	AMP	Common Stock	Tax liability	-$103K	-237	-13.55%	$433.49	1.51K	Mar 26, 2024	Direct
transaction	AMP	Common Stock	Sale	-$97.2K	-224	-14.81%	$434.13	1.29K	Mar 26, 2024	Direct
holding	AMP	Common Stock						143	Mar 26, 2024	By 401(k) Plan	F1

Showing 1 to 4 of 4 entries

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	AMP	Employee Stock Option (right to buy)	Options Exercise	$0	-461	-100%	$0.00^*	0	Mar 26, 2024	Common Stock	461	$128.76	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of March 26, 2024. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
F2	Fully vested.