Dawn M. Brockman - 26 Mar 2024 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Role
SVP AND CONTROLLER
Signature
/s/ Wendy B. Mahling for Dawn M. Brockman
Issuer symbol
AMP
Transactions as of
26 Mar 2024
Net transactions value
-$140,623
Form type
4
Filing time
28 Mar 2024, 16:50:08 UTC
Previous filing
13 Feb 2024
Next filing
15 Jul 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMP Common Stock Options Exercise $59,358 +461 +36% $128.76* 1,749 26 Mar 2024 Direct
transaction AMP Common Stock Tax liability $102,737 -237 -14% $433.49 1,512 26 Mar 2024 Direct
transaction AMP Common Stock Sale $97,245 -224 -15% $434.13 1,288 26 Mar 2024 Direct
holding AMP Common Stock 143 26 Mar 2024 By 401(k) Plan F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMP Employee Stock Option (right to buy) Options Exercise $0 -461 -100% $0.000000* 0 26 Mar 2024 Common Stock 461 $128.76 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of March 26, 2024. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
F2 Fully vested.