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Signature
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/s/ Chris A. Rallis
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Stock symbol
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FENC
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Transactions as of
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Mar 26, 2024
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Transactions value $
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-$23,191
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Form type
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4
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Date filed
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3/27/2024, 04:24 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
FENC |
Common Shares |
Sale |
-$23.2K |
-2.11K |
-4.91% |
$10.97 |
40.9K |
Mar 26, 2024 |
Direct |
F1 |
| transaction |
FENC |
Common Shares |
Options Exercise |
$10K |
+4.33K |
+10.58% |
$2.31 |
45.2K |
Mar 26, 2024 |
Direct |
F2 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
FENC |
Common Shares |
Options Exercise |
-$10K |
-4.33K |
-2.31% |
$2.31 |
183K |
Mar 26, 2024 |
Options |
4.24K |
$2.31 |
Direct |
F3 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: