| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SPRY | Common Stock | Sale | -$13.5K | -1.5K | -0.09% | $9.00 | 1.74M | Mar 13, 2024 | By Richard E. Lowenthal Charitable Remainder UniTrust Dated January 7, 2020 | F1, F2 |
| transaction | SPRY | Common Stock | Sale | -$11.7K | -1.3K | -0.06% | $9.00 | 2.05M | Mar 13, 2024 | By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006 | F1, F3 |
| transaction | SPRY | Common Stock | Sale | -$1.85K | -205 | -0.01% | $9.00 | 1.74M | Mar 14, 2024 | By Richard E. Lowenthal Charitable Remainder UniTrust Dated January 7, 2020 | F1, F2 |
| transaction | SPRY | Common Stock | Sale | -$2.15K | -239 | -0.01% | $9.00 | 2.05M | Mar 14, 2024 | By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006 | F1, F3 |
| transaction | SPRY | Common Stock | Sale | -$441K | -48.3K | -2.77% | $9.14 | 1.7M | Mar 15, 2024 | By Richard E. Lowenthal Charitable Remainder UniTrust Dated January 7, 2020 | F1, F2, F4 |
| transaction | SPRY | Common Stock | Sale | -$443K | -48.5K | -2.37% | $9.14 | 2M | Mar 15, 2024 | By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006 | F1, F3, F5 |
| holding | SPRY | Common Stock | 4.13M | Mar 13, 2024 | Direct | ||||||
| holding | SPRY | Common Stock | 3.28M | Mar 13, 2024 | By Spouse | ||||||
| holding | SPRY | Common Stock | 1.75M | Mar 13, 2024 | By Sarina Tanimoto Charitable Remainder UniTrust Dated January 7, 2020 | F6 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. |
| F2 | The Reporting Person is trustee of the trust. |
| F3 | The shares are held in trust for the benefit of the Reporting Person and his spouse. The Reporting Person and his spouse are trustees of the trust. |
| F4 | The weighted average sale price for the transaction reported was $9.1415, and the range of prices were between $9.01 and $9.22. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. |
| F5 | The weighted average sale price for the transaction reported was $9.1413, and the range of prices were between $9.02 and $9.22. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. |
| F6 | The Reporting Person's spouse is trustee of the trust. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |