Scott B. Brown - Mar 12, 2024 Form 4 Insider Report for Tracon Pharmaceuticals, Inc. (TCON)

Signature
/s/ Scott B. Brown
Stock symbol
TCON
Transactions as of
Mar 12, 2024
Transactions value $
$482
Form type
4
Date filed
3/13/2024, 05:59 PM
Previous filing
Feb 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TCON Common Stock Award $482 +3.5K +16.18% $0.14 25.1K Apr 20, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TCON Employee Stock Option (Right to Buy) Award $0 +225K $0.00 225K Mar 12, 2024 Common Stock 225K $0.39 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares acquired by the Reporting Person under the Issuer's 2015 Employee Stock Purchase Plan on April 20, 2023.
F2 1/4th of the shares subject to this option shall vest on the first anniversary of the Grant Date shown in column 3 above. The remaining shares vest and become exercisable in 36 equal monthly installments thereafter, on the last day of each month.