John McKune - Mar 1, 2024 Form 4 Insider Report for Pulmonx Corp (LUNG)

Signature
/s/ John McKune
Stock symbol
LUNG
Transactions as of
Mar 1, 2024
Transactions value $
-$9,767
Form type
4
Date filed
3/5/2024, 06:20 PM
Previous filing
Dec 5, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LUNG Common Stock Sale -$1.4K -155 -0.32% $9.06 48.3K Mar 1, 2024 Direct F1, F2
transaction LUNG Common Stock Sale -$2.3K -254 -0.53% $9.06 48.1K Mar 1, 2024 Direct F3
transaction LUNG Common Stock Sale -$6.06K -669 -1.39% $9.06 47.4K Mar 1, 2024 Direct F4
transaction LUNG Common Stock Award $0 +14.4K +30.37% $0.00 61.8K Mar 1, 2024 Direct F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LUNG Employee Stock Option (right to buy) Award $0 +28.8K $0.00 28.8K Mar 1, 2024 Common Stock 28.8K $9.30 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units (the "RSUs") granted on June 1, 2021.
F2 Includes 841 shares acquired by the Reporting Person under the Issuer's 2020 Employee Stock Purchase Plan on February 21, 2024.
F3 These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2022.
F4 These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2023.
F5 Represents grant of RSUs payable solely in common stock of the Issuer that vest over four years in equal quarterly installments beginning on March 1, 2024.
F6 The shares subject to the option vest in 48 equal monthly installments beginning on March 1, 2024.