David Aaron Lehman - 01 Mar 2024 Form 4 Insider Report for Pulmonx Corp (LUNG)

Signature
/s/ Lauren Cristina, Attorney-in-Fact
Issuer symbol
LUNG
Transactions as of
01 Mar 2024
Net transactions value
-$39,420
Form type
4
Filing time
05 Mar 2024, 18:18:04 UTC
Previous filing
05 Dec 2023
Next filing
05 Jun 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LUNG Common Stock Sale $4,159 -459 -0.31% $9.06 149,380 01 Mar 2024 Direct F1
transaction LUNG Common Stock Sale $7,330 -809 -0.54% $9.06 148,571 01 Mar 2024 Direct F2
transaction LUNG Common Stock Sale $27,932 -3,083 -2.1% $9.06 145,488 01 Mar 2024 Direct F3
transaction LUNG Common Stock Award $0 +34,500 +24% $0.000000 179,988 01 Mar 2024 Direct F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LUNG Employee Stock Option (right to buy) Award $0 +69,100 $0.000000 69,100 01 Mar 2024 Common Stock 69,100 $9.30 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units (the "RSUs") granted on June 1, 2021.
F2 These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2022.
F3 These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2023.
F4 Represents grant of RSUs payable solely in common stock of the Issuer that vest over four years in equal quarterly installments beginning on March 1, 2024.
F5 The shares subject to the option vest in 48 equal monthly installments beginning on March 1, 2024.