William F. Truscott - Feb 28, 2024 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Role: CEO, GLOBAL ASSET MANAGEMENT
Signature: /s/ Wendy B. Mahling for William Fredrick Truscott
Stock symbol: AMP
Transactions as of: Feb 28, 2024
Transactions value $: -$3,296,360
Form type: 4
Date filed: 3/1/2024, 04:47 PM
Previous filing: Feb 13, 2024
Next filing: Jul 15, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AMP	Common Stock	Sale	-$3.3M	-8K	-37.85%	$412.05	13.1K	Feb 28, 2024	By LLC	F1
holding	AMP	Common Stock						9.28K	Feb 28, 2024	Direct
holding	AMP	Common Stock						302	Feb 28, 2024	By 401(k) Plan	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Reflects the weighted average price of 8,000 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 28, 2024 with sale prices ranging from $411.86 to $412.2472 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2	Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of February 28, 2024. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.

Content

Reflects the weighted average price of 8,000 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 28, 2024 with sale prices ranging from $411.86 to $412.2472 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of February 28, 2024. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.