Key facts
- This page summarizes Mukul Kumar's Form 4 filing for PubMatic, Inc. (PUBM).
- 4 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 28 Feb 2024, 18:33.
Mukul Kumar - 27 Feb 2024 Form 4 Insider Report for PubMatic, Inc. (PUBM)
- Reporting relationship
- PRESIDENT, ENGINEERING
- Issuer ticker
- PUBM
- Reported as of
- 27 Feb 2024
- Net transaction value
- -$998,620
- SEC form
- 4
- Accepted by SEC
- 28 Feb 2024, 18:33:12 UTC
- Prior SEC filing
- 31 Jan 2024
- Next SEC filing
- 05 Mar 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Andrew Woods, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Mukul Kumar filed Form 4 for PubMatic, Inc. (PUBM) on 28 Feb 2024.
Change
- Previous filing in this sequence was filed on 31 Jan 2024.
- Current net transaction value: -$998,620.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
PUBM
transaction
Class A Common Stock
Conversion of derivative security
- Transaction value
- $0
- Shares
- +49,000
- Change %
- +199%
- Price
- $0.000000
- Shares after
- 73,582
- Date
- 27 Feb 2024
- Ownership
- Direct
- Footnotes
- F1
PUBM
transaction
Class A Common Stock
Sale
- Transaction value
- $953,938
- Shares
- -46,886
- Change %
- -64%
- Price
- $20.35
- Shares after
- 26,696
- Date
- 27 Feb 2024
- Ownership
- Direct
- Footnotes
- F2, F3
PUBM
transaction
Class A Common Stock
Sale
- Transaction value
- $44,682
- Shares
- -2,114
- Change %
- -7.9%
- Price
- $21.14
- Shares after
- 24,582
- Date
- 27 Feb 2024
- Ownership
- Direct
- Footnotes
- F2, F4
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
PUBM
transaction
Derivative
Class B Common Stock
Conversion of derivative security
- Transaction value
- $0
- Shares
- -49,000
- Change %
- -28%
- Price
- $0.000000
- Shares after
- 126,600
- Date
- 27 Feb 2024
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 49,000
- Exercise price
- Footnotes
- F1
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Rule 10b5-1 trading plan
These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.
Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).
Explanation of responses 4 footnotes
Footnote F1
Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.
Footnote F2
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 3, 2023.
Footnote F3
Represents the weighted average sale price. The lowest price at which shares were sold was $19.79 and the highest price at which shares were sold was $20.72. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.
Footnote F4
Represents the weighted average sale price. The lowest price at which shares were sold was $20.79 and the highest price at which shares were sold was $21.61. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.