Gerard P. Smyth - 26 Feb 2024 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Role
EVP TECHNOLOGY AND CIO
Signature
/s/ Wendy B. Mahling for Gerard P. Smyth
Issuer symbol
AMP
Transactions as of
26 Feb 2024
Net transactions value
-$2,586,719
Form type
4
Filing time
28 Feb 2024, 16:38:29 UTC
Previous filing
13 Feb 2024
Next filing
15 Jul 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMP Common Stock Options Exercise $575,308 +3,199 +54% $179.84 9,165 26 Feb 2024 Direct
transaction AMP Common Stock Options Exercise $435,613 +3,433 +37% $126.89 12,598 26 Feb 2024 Direct
transaction AMP Common Stock Tax liability $1,786,471 -4,371 -35% $408.71 8,227 26 Feb 2024 Direct
transaction AMP Common Stock Sale $920,589 -2,261 -27% $407.16 5,966 26 Feb 2024 Direct F1
transaction AMP Common Stock Sale $890,580 -2,179 -37% $408.71 3,787 26 Feb 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMP Employee Stock Option (right to buy) Options Exercise $0 -3,199 -100% $0.000000* 0 26 Feb 2024 Common Stock 3,199 $179.84 Direct F3
transaction AMP Employee Stock Option (right to buy) Options Exercise $0 -3,433 -100% $0.000000* 0 26 Feb 2024 Common Stock 3,433 $126.89 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects the weighted average price of 2,261 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 26, 2024 with sale prices ranging from $407.158 to $407.23 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2 Reflects the weighted average price of 2,179 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 26, 2024 with sale prices ranging from $408.70 to $408.835 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3 Fully vested.